- Wells Fargo (Charlotte, NC)
- …with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer for Corporate Risk Control team ... Internal Control Policy (ICP) requirements, and Quality Control and Quality Assurance. This Officer will...evaluating, and measuring the impact of decisions practiced in Control Management functional area + Monitor moderately… more
- Wells Fargo (Charlotte, NC)
- …at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) **About this role:** Wells Fargo is seeking a Lead Control Management Officer to ... assessing, managing, and mitigating current and emerging risk exposures within Control Management functional area + Provide risk management consulting to… more
- Wells Fargo (Charlotte, NC)
- …with us, we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control ... team. This First Line of Defense team provides business risk and control management support for Cloud technology platform and enablement activities led by the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer . This position will be in the CIB Markets Business Control ... in context of RCSA **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- …standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic management , support & leadership during ... **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing...risk management framework and the risk and control environment that influence and lead enterprise… more
- Wells Fargo (Charlotte, NC)
- …Risk as part of **Corporate & Investment Banking (CIB) Compliance.** As the Lead Compliance Officer , you will support the business aligned compliance functions ... for supporting one of the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship Management Team, and Compliance… more
- TEKsystems (Charlotte, NC)
- About this role: + Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned correctly ... + Leads will also need to have risk and control experience so they are able to tie compliance...regulatory change. + Report findings and make recommendations to management . + Identify and recommend opportunities for process improvement… more
- TEKsystems (Charlotte, NC)
- About this role: + Senior Lead Compliance Officers will support Auto Lending with the execution of RCSA refreshes and ensuring compliance requirements are aligned ... while learning the company's specific approach for Compliance risk management , eg Major Compliance Requirement (MCR) versus regulatory citation-based approach.… more
- Truist (Charlotte, NC)
- …Governance and Controls Office (GCO) Leadership, Business Unit Chief Risk Officer (BUCRO) Leadership, RTOs, RPOs, Working Groups, Management Committees ... review the following job description:** The Enterprise Strategic Risk Officer is responsible for serving as a thought leader...- Enterprise Complaints Governance & Oversight - Risk and Control Self-Assessment (RCSA) - Capital Risk Management … more
- Fifth Third Bank, NA (Charlotte, NC)
- …a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures for Fifth ... and oversight regarding the Registered Investment Adviser's compliance risk management programs, including the policies, risk assessment, monitoring, reporting, and… more
- Randstad US (Charlotte, NC)
- …Manage and create new business processes, required procedures to ensure compliance. + Lead and facilitate issues management efforts related to internal and ... risk officer - goods trading. + charlotte , north...Trade Operations team to perform strategic planning, manage risk management framework and discipline , controls design, controls testing,… more
- Truist (Charlotte, NC)
- …of risks, key and emerging risks, and status of previously-identified risk and control issues. 5. Communicate with management with respect to compliance risk ... of America) **Please review the following job description:** The Senior Compliance Officer is responsible for conducting and directing compliance risk oversight of… more
- Truist (Charlotte, NC)
- …concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with the Enterprise ... Compliance Management Policy and Framework for the Institutional Broker Dealer....existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in… more
- Truist (Charlotte, NC)
- …the following job description:** The core purpose of this role is to lead the day-to-day administration efforts for Wholesale. This role will enable Wholesale and ... mentioned below. Specific activities may change from time to time. Business Management & Administration * Work with Wholesale Strategic Execution Director to… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** RMO Service Manager will lead the strategic planning and execution of transitioning Enterprise Risk processes ... to manage ongoing vendor relationships, oversight and oversee compliance, risk management , and continuous improvement initiatives. Serve as a single point of… more
- Bank of America (Charlotte, NC)
- …This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line of defense compliance and operational risk ... of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance and Operational… more
- Truist (Charlotte, NC)
- …enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership ... the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned… more
- Deloitte (Charlotte, NC)
- …+ Certifications: + US Customhouse Broker's License + CUSECO (Certified US Export Control Officer ) + Where applicable, non-US citizen qualifying credentials: + ... Management + Trade Preference + Technical or functional lead on at least 2 full-lifecycle SAP implementation +...the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post… more
- Bank of America (Charlotte, NC)
- …and effectiveness of the audit process. **Skills:** + Internal Audit Methodology (Risk and Control testing) + Issue Management + Risk Management + Audit ... **Required Qualifications:** + Minimum 5 years Audit or risk control risk/controls background. + Strong project management ...and concerns. + Ability to successfully communicate to influence management and lead change in both strategic… more
- Truist (Charlotte, NC)
- …enterprise risk programs in accordance with the program requirements (Ie: Risk control self-assessments, issues management ). 3. Assist business line leadership ... responsible for providing first line of defense end-to-end risk management support for the Enterprise Data and Analytics team...managing acceptance or mitigation of the identified risks. 2. Lead a team of risk advisors responsible for executing… more