- Equitable (Charlotte, NC)
- Product Manager , Broker Dealer ( 240000LM ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-Remote **Organization** ... platform of investment products and advisory solutions. Responsibilities of the Product Manager include: + Responsible for the initial and ongoing due diligence… more
- Bank of America (Charlotte, NC)
- …but not limited to BAC, BANA, BAC's Non-Bank Subsidiaries and the US Broker Dealer . GRR is seeking a Product Delivery Lead to help drive GFC's multi-year ... Global Regulatory Reporting Manager Charlotte, North Carolina **Job Description:** At Bank...records and prepare required financial reports. Considered a working manager . In addition to supervisory / administrative duties, individuals… more
- Truist (Charlotte, NC)
- …the day-to-day supervisory reviews that are performed. + Supervisory responsibility for Broker Dealer trading activity. + Provide oversight and support for ... will perform supervisory functions that are routinely associated with those of a retail broker / dealer to engage with advisors in the management of risks and… more