- Grant Thornton LLP (Charlotte, NC)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... required + Minimum 6 years of related work experience working in regulatory compliance , risk or internal audit departments at commercial/retail banks,… more
- Deloitte (Charlotte, NC)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory's Financial Services Industry ... (FSI) Risk , Data and Regulatory professionals help organizations identify the regulatory ...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; Plano, ... **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager… more
- Wells Fargo (Charlotte, NC)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager ...applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk Manager - Enterprise Data Charlotte, North Carolina;Jacksonville, Florida **Job Description:** At Bank of America, we are ... job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk ...risks *Reviews relevant FLU/CF-owned policies and standards to ensure regulatory and operational risk requirements are appropriately… more
- Wells Fargo (Charlotte, NC)
- …Tableau + Experience in Agile methodology + SIE Certifications + CRCM (Certified regulatory compliance manager ) **Program Date:** Begins summer 2025. ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- Model Risk (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager Charlotte, North Carolina;Newark, Delaware; Plano, Texas **Job ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... of coverage **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking +… more
- Robert Half (Charlotte, NC)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION CHARLOTTE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... Where We Need You Protiviti is looking for a Risk and Compliance Manager to...a related field). + 5 + years working in regulatory compliance either in professional services or… more
- US Bank (Charlotte, NC)
- …execute audits to assess the adequacy of first and second lines of defense compliance risk management practices. - Ability to build and continuously improve ... subsidiaries and entities where USB owns a majority (controlling) interest. The Audit Manager supports the assessment of the Company's risk and control… more
- Bank of America (Charlotte, NC)
- Data Manager - Governance, Policy Compliance & Regulatory Response New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we ... Additionally, the Data Manager - Governance, Policy Compliance & Regulatory Response will be focused... will work with Line of Business partners, including Compliance , Audit, and Risk to understand needs… more
- Bank of America (Charlotte, NC)
- …through effective team management, structure, and routines. **Skills:** + Analytical Thinking + Regulatory Compliance + Reporting + Risk Management + Written ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...the "why" and connects contributions to business results. + Risk Manager : Leads and encourages the identification,… more
- Wells Fargo (Charlotte, NC)
- …Systems Auditor (CISA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and Compliance ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Wells Fargo (Charlotte, NC)
- …Systems Auditor (CISA) + Certified Internal Auditor (CIA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and Compliance ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Charlotte, NC)
- … Assessment + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation **Shift:** 1st shift (United States ... ESG Program Governance Manager - Financial & Regulatory Reporting Control...within the defined corporate standards. Ability to recognize all risk categories including credit, market, operational and compliance… more
- Bank of America (Charlotte, NC)
- …technical expertise. **Skills:** + Critical Thinking + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management + Coaching + Issue ... operational/fraud risk management requirements. The Global Financial Crimes (GFC) Regulatory Inventory and Change Management Manager with the GFC Program… more
- TD Bank (Charlotte, NC)
- …their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and Code of ... Financial Crime Risk Management **Job Description:** **Job Description :** The Manager , AML Financial Crime Risk Oversight oversees the team and leads… more
- Truist (Charlotte, NC)
- … as required including Enterprise Risk Management, Regulatory Relations, Operational Risk , Compliance Risk , Technology Risk , and the Business ... portion of Regulatory examinations. 4. Assist the Senior Credit Risk Administration Manager in the preparation of materials for Regulatory interactions.… more
- US Bank (Charlotte, NC)
- …spreadsheets, databases, and presentations - Professional certifications preferred - Certified Regulatory Compliance Manager (CRCM) _The role offers ... with partners to ensure the risks and control suites in the Enterprise Compliance Risk Assessment (ECRA) are accurate and adequate - Participating in… more