- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice and… more
- Lundbeck (Staten Island, NY)
- …on customer needs and organizational goals, incorporating "total office" account management where applicable. Local Market & Therapeutic Area Expertise - Gather ... resources. Pharmaceutical Environment/Compliance - Apply knowledge of pharmaceutical and regulatory environment, including accountability and adherence to Lundbeck policies… more
- HSBC (New York, NY)
- Vice President, Global Business Management and Strategy Brand: HSBC Area of Interest: Location: New York, NY, US, 10001 Work style: Date: 15 Dec 2025 In compliance ... team in the role of **Associate Director, Global Business Management .** The role has a broad remit covering aspects...banking and financial services industry, as well as the regulatory and economic environment + Strong communication skills (both… more
- SMBC (New York, NY)
- …to deliver scalable, client-centric solutions that meet evolving market and regulatory demands. + Oversee product lifecycle management , including ideation, ... in a global, matrixed environment. + Deep understanding of payment systems, liquidity management , and regulatory requirements. + Strong risk and controls acumen,… more
- HSBC (New York, NY)
- …in immigration sponsorship for this position. This position is in the Regulatory Compliance department covering the Markets & Securities Services division of HSBC ... Compliance Officer is responsible for making commercial decisions while considering regulatory compliance risks/obligations and working to ensure that the business… more
- HSBC (New York, NY)
- …model monitoring/assessment and model risk governance/control plans to meet both regulatory and internal model risk management requirements. Here's what ... Wholesale Credit Risk model monitoring standards and frameworks to meet evolving regulatory and internal model risk management requirements. You will ensure… more
- Neuberger Berman (New York, NY)
- …The role centralizes Aladdin problem-solving, builds operating playbooks, and drives change management for platform and regulatory /process updates, ... the voice of the investment teams in forums related to process improvement, regulatory change , and platform transformation. Qualifications: + 10+ years of… more
- HSBC (New York, NY)
- …comply with OCC Regulation 9, including fiduciary responsibilities and prudent investment management + Maintain up-to-date knowledge of regulatory changes and ... and regulatory guidelines + Establish and maintain robust risk management practices to identify, assess, and mitigate investment and non-financial risks +… more
- HSBC (New York, NY)
- …Markets & Securities Services, Global Banking, Global Liquidity & Cash Management , Global Trade & Receivables Finance and Issuer Services. Principal ... but not limited to RoRWA, RWAs, balance sheet usage, and appropriate management of financial and non-financial risk + Create an inclusive and customer-centric… more
- HSBC (New York, NY)
- …Trading Coverage Desk in New York. The role centres on the day-to-day management of client flow through our e-platform, supporting both internal clients (Equity ... collateral + Maintain rigorous controls across conduct, risk, and regulatory obligations + Adhere to, and be able to...In executing these responsibilities, the Group has adopted risk management and internal control structures referred to as the… more
- HSBC (New York, NY)
- …of the US market, wealth, affluent market trends, and deep understanding of US regulatory framework, risk management and compliance + Outstanding work ethic and ... COO function and leadership team. This will require ongoing management of Business as Usual (BAU) with uncompromising focus...programs across the region as well as, manage the change execution agenda for the business, prioritizing scope based… more
- HSBC (New York, NY)
- …role of Global Internal Audit (GIA) is to help the Board and Executive Management to protect the assets, reputation, and sustainability of the HSBC Group. GIA ... design and operating effectiveness of the Group's framework of risk management , control and governance processes. GIA possesses specialized capabilities and skills… more
- Neuberger Berman (New York, NY)
- … across people, process, policy, and platform. The role leads change management for technology-enabled initiatives, including training, communications, and ... Ensure critical milestone and readiness gates (requirements sign-off, design reviews, UAT, change management , controls) are consistently met + Lead stakeholder… more
- HSBC (New York, NY)
- … regulatory environment + Thorough understanding of Working Capital management (multi-regional and multi-currency) + Strong financial and analytical skills with ... material for Trade solutions pitches, ensuring the material meets operational and regulatory requirements in each geography as appropriate + Coordinate with Sales… more
- HSBC (New York, NY)
- …of the execution product suite, including portal strategy, algo trading, risk management , global market access, and post-trade services. You will partner with Sales ... procedures + Lead cross-functional teams-including Technology, Operations, Compliance, and regulatory /control partners-to deliver end-to-end product solutions + Drive platform… more
- HSBC (New York, NY)
- …activities while building and maintaining business relationships to support strategic change + Review consolidated MI ( Management Information) to deliver ... underlying financial performance acting as a trusted advisor to senior management , provide valued commercial insights to challenge and steer business decisions… more
- Tutor Perini (New York, NY)
- …manage client relationships, and ensure compliance with engineering standards and regulatory requirements. **Job Description:** **Project Planning & Management ** ... Primavera P6, MS Project). + Experience with cost control, budgeting, and change order management . + Excellent leadership, communication, and problem-solving… more
- HSBC (New York, NY)
- …assessment, wherever possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly ... engineers, architects and multiple Control Owners, enabling business success, meeting regulatory expectation and best practise, whilst responding to current and… more
- HSBC (New York, NY)
- …Engagement & Governance_** + Collaborate with risk, finance, legal, MSS and regulatory teams to execute products and meet market regulatory reporting ... + Establish governance, policies, and controls to ensure effective risk management and decision-making **_Knowledge & Experience / Qualifications_** + Minimum of… more
- SMBC (New York, NY)
- …this individual will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP ... of responsibility includes driving execution of semi-annual strategic planning and monthly management reporting, quarterly Board and regulatory reporting and ad… more
