- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- AIG (Wilton, CT)
- …Footnotes and Investment MD&A + Support the review and preparation of NAIC statutory reporting and other regulatory reporting requirements + Lead the ... for investments (10Q/K, Financial Supplement, STAT Audited Financials, Investment NAIC reporting and various government regulatory reports). AIG has multiple… more
- NatWest Markets (Stamford, CT)
- Director , Electronic Trading Risk & Control (1LOD), US...such as market, conduct risk & algorithmic trading risk. Reporting to the US Head of Risk and Control ... and supporting the global Director of Algorithmic Risk Control, you will have full...foreign exchange businesses + Monitor and understand changes to regulatory requirements and make necessary updates to internal policies… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- The Director , Medical Study Operations will oversee several of our External Sponsored Research (ESR) programs inclusive of Investigator-Initiated Studies (IIS) and ... shipments, temp excursions, and quarantines. Compliance: ESR Processes, FMV, Safety, Regulatory , Training. Adheres to and ensures team adherence to all applicable… more
- SMBC (White Plains, NY)
- …management, liquidity, stress testing, profitability analysis, fnancial reporting , Volcker reporting , and regulatory reporting : FRY-9C, FFIEC 009, ... management, liquidity, stress testing, profitability analysis, fnancial reporting , Volcker reporting , and regulatory reporting (FRY-9C, FFIEC 009,… more
- SMBC (White Plains, NY)
- …data proxies and gaps, analyze the end-to-end process fo rmarket and regulatory reporting to clearly articulate inefficiencies, inaccuracies, data quality and ... the REDMD canditate should demonstrate understanding of the respective risk and regulatory reporting rules, requirements and supervisory letters and guidances,… more
- Community Housing Innovations (Fishkill, NY)
- …to ensure files are in compliance with HUD. Observe all regulatory and reporting requirements to ensure all files are audit ready* Create a client/case ... purchase contract is signed; affordability may be reviewed by Director * Collect and review all required pre closing documents:...year's grant recipients;* Observe all regulatory and reporting requirements to ensure all files are audit… more
- Community Housing Innovations (White Plains, NY)
- …to ensure files are in compliance with HUD. Observe all regulatory and reporting requirements to ensure all files are audit ready. + Create a client/case ... purchase contract is signed; affordability may be reviewed by Director + Collect and review all required pre-closing documents:...grant recipients. + Observe all regulatory and reporting requirements to ensure all files are audit… more
- Citizens (Tarrytown, NY)
- …fiduciary standards, disclosure obligations, AML (anti-money laundering), and cybersecurity requirements. + Regulatory Oversight & Reporting + serve as the point ... solutions on compliance issues and escalate to the Compliance Director where appropriate. Additionally, you will work with other...and others as required. + ensure timely and accurate reporting of any regulatory incidents or breaches.… more