- Vanguard (Malvern, PA)
- …investors, to treat them fairly, and to give them the best chance for investment success. Known for our strong ethical business practices and client focus, Vanguard ... initiatives and new product launches. The ideal candidate will have Investment Advisers Act, Regulation Best Interest experience, including experience with ERISA/DOL… more
- Vanguard (Malvern, PA)
- …traders, to drive robust compliance risk management. This role reports to the Head of Global Fund, Advisor, and Distribution Compliance and is a senior ... will have experience with 1940 Act products, portfolio oversight, and global regulations impacting investment management. Prior experience with private… more