- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs ... proper operations of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced compliance officer … more
- Westchester Jewish Community Services (White Plains, NY)
- Overview: WJCS is seeking a dedicated and experienced Compliance Officer to join our team. This role oversees the implementation and management of the ... to the Chief Executive Officer and the Board of Directors, the Compliance Officer plays a key role in ensuring adherence to legal and ethical standards… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and the… more
- Trexquant Investment (Stamford, CT)
- …for someone to join our team and become a manager of platform compliance for a systematic investment firm (for private funds) with solid foundations, mentoring ... and guidance from veteran senior staff. This opportunity is ideal for a compliance professional who strives to work on diverse projects in a thoughtful and… more
- Touro University (Valhalla, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla ... Requisition ID 2025-11809 Position Type Part-Time Schedule Shift 1 Hours Per Week 16 Travel 10% Category Facilities/Security/Food Service FLSA Status Non-Exempt more
- Citizens (Tarrytown, NY)
- …senior position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer . This newly created role is responsible for creating ... include: + This leader will serve as the Principal Compliance Officer for a portfolio of regulations related to investments/wealth management/trust… more
- Nuvance Health (Danbury, CT)
- …opportunity within approved working states *Summary:* Reporting to the Special Associate Compliance Officer (SACO) Physician Audit & Billing, the Senior ... all business units and provides recommendations toward continuing improvement of coding compliance and coding denial management, while ensuring compliance with… more
- Boehringer Ingelheim (Ridgefield, CT)
- …compliance ) and enabling functions. With minimal supervision of the VP, US Chief Compliance & Integrity Officer , this role is responsible for oversight of ... please click here. (https://www.boehringer-ingelheim.com/us/careers/benefits-rewards) **Description** The Executive Director, US Compliance & Integrity Business Partnering is responsible for leading… more
- GE Aerospace (Norwalk, CT)
- …the foregoing, the position also requires acting as General Counsel and Chief Compliance Officer to an in-house SEC investment adviser, GE Investment Management ... a senior legal advisor and a close collaborator with the Chief Investment Officer . This position involves overseeing a wide range of legal activities, including but… more
- Morgan Stanley (Stamford, CT)
- …Special Investigation Unit on any Human Resources issues as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on ... *POSITION SUMMARY:* *__* The Risk Officer is responsible for a wide variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk … more
- NatWest Markets (Stamford, CT)
- …the proper operations of the department and the business._ **Job Description** The Compliance Advisory Officer reporting to the Compliance Advisory Lead ... will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for the Legal and Compliance Department. As a member of the US Advisory … more
- Deloitte (Stamford, CT)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... technologies. Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain. +… more
- Deloitte (Stamford, CT)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- Touro University (Valhalla, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla ... the Vice President of Research and the Chief Legal Officer and General Counsel, the Associate Counsel will play...and needs and develop processes and policies to ensure compliance with legal requirements and Institute policies in all… more
- Touro University (Hawthorne, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Hawthorne ... in its future success. Reporting to the Chief Development Officer , the Director of Advancement Services will provide the...team of two. + Assists the Chief Develo pment Officer in developing goals and monitoring performance benchmarks and… more
- Touro University (Valhalla, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla ... managerial support to the Vice President for Research and Chief Biomedical Research Officer for Touro University as well as supporting his research needs as… more
- Genesis Healthcare (Danbury, CT)
- …concerns and suspected incidences of non- compliance to management or to the Compliance Officer via the Reach Out Line. Cooperate with monitoring and audit ... On Call policies Perform other duties as assigned ADHERES TO COMPLIANCE RESPONSIBILITIES Comply with applicable legal requirements, standards, policies and… more
- Touro University (Valhalla, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla ... Director of Research Operations is responsible for regulatory oversight and compliance of university research and teaching programs with applicable federal state… more
- Touro University (Hawthorne, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Hawthorne ... transmittal, data collection and management, adverse event management to ensure protocol compliance in conjunction with the PI, clinical team and clinical research… more
- Touro University (Valhalla, NY)
- …New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations US-NY-Valhalla ... and implement research protocols, timelines, and procedures. + Ensure compliance with regulatory requirements by maintaining accurate documentation of research… more