- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their ... to ensure the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking an experienced… more
- NatWest Markets (Stamford, CT)
- Director , Electronic Trading Risk...compliance with relevant regulations, laws, and policies on electronic and algorithmic trading for our fixed ... and the business._ **Team** This role is within the Electronic Trading Risk & Control Management Team,...Head of Risk and Control and supporting the global Director of Algorithmic Risk Control, you will have full… more
- Trexquant Investment (Stamford, CT)
- …as PF, 13F etc.) + Reports to the CCO and works closely with the Compliance Director , Corporate Counsel and technology teams. Requirements + 4-8 years of prior ... join our team and become a manager of platform compliance for a systematic investment firm (for private funds)...with other members of the team and consultants. + Electronic Filings Process Development - review and support processes… more