- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Officer Associate within JPMC's Risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...and Awareness, Continuous Monitoring and Testing, and Fair Lending Risk Assessment Reporting. You will report to… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan. + Participating… more
- Citigroup (New York, NY)
- …are well managed with clearly evidenced controls. + Serve as partner on Manager Control Assessment (MCA) Quarterly Risk Assessment and the Annual Risk ... matters across functions and products. **Job Purpose:** The Business Risk and Control Officer reports into the...defense (internal/ external audit), 2nd line of defense (eg, compliance functions, legal and enterprise risk management,… more
- Citigroup (New York, NY)
- …a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- …within own job and the business. + Responsible for the financial analysis, risk assessment and credit structure recommendation for cash flow lending products. ... The Credit Risk Senior Officer I is a...from a wide variety of sources to develop an assessment of client, competitor/ industry risks and trends for… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Senior Officer for its New York, New York location. Duties: Lead analytics to evaluate methodologies for risk -return, ... -taking activities, consistent with firm-wide standards. Oversee forecasting and setting Risk Appetite stress loss limits across Retail Credit portfolios. Develop… more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital...insights and contribute to strategic decision-making processes related to risk assessment . Your work will be integral… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- Citigroup (Jersey City, NJ)
- **About the role** The Anti-Money Laundering Compliance Risk Management (ACRM) function is the second line of defense in mitigating money laundering and ... (MS, MBA, JD, etc.) preferred + CAMS certification preferred **Job Family Group:** Compliance **Job Family:** Compliance Risk Management **Time Type:** Full… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. - Fulfill risk assessment tickets in a timely manner, ensuring accurate ... responding to changes requested by third parties to ensure compliance and data protection. - Develop and implement efficient...Lead initiatives to enhance the efficiency and effectiveness of risk assessment processes. - Regularly assess the… more
- MUFG (New York, NY)
- …Horizontal Reviews, and ITIL in complex environment + Experience related risk assessment /testing methodologies evaluating the adequacy and efficiency of ... internal controls, and identifying issues resulting from internal and external compliance examinations + Experience evaluating process documentation, risk , and… more
- Wells Fargo (New York, NY)
- …Experience in executing compliance programs, including regulatory change management, risk identification and assessment processes, compliance issue ... this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior...on all compliance matters, including moderate to high- risk compliance matters. + Monitor and independently… more
- Arc Mercer (Ewing Township, NJ)
- …reporting. + Risk Assessment and Mitigation: Conduct regular risk assessments to identify potential compliance risks and prioritize mitigation ... Township, NJ, USA | Salary | Full Time Position: Program Integrity and Compliance Officer Compensation: $120,000 - $130,000 based upon experience Status:… more
- SMBC (New York, NY)
- …and maintain best practice across the Firm. + Plays a key role in the Compliance risk assessment exercise. **Qualifications and Skills** + Extensive ... responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the... risk , and is represented by the Chief Compliance Officer as either a member or… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... proposals as required under NIRA/NIA policies. Provide a written description supporting the Compliance assessment of NIAs in line with the requirements of US… more
- Scotiabank (New York, NY)
- Manager, Regulatory Obligation & Risk Assessment , Swap Dealer and Derivatives Compliance **Requisition ID:** 220782 **Salary Range:** 90,000.00 - 167,200.00 ... team, you will support the firm and the Chief Compliance Officer by providing day-to-day guidance to...Dealer Compliance Programs by providing input on risk assessment areas of focus, known gaps,… more
- TD Bank (New York, NY)
- …order to support its strong risk culture and strategic approach to managing regulatory compliance risk . This is a newly created role on the TD Securities US ... Management intro their respective areas (eg, Monitoring & Testing, Branch Inspections, Risk Assessment , Regulatory Exams, etc.). **Depth & Scope:** **Issues… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... and covers the TDS US businesses. This Senior Compliance Officer will also support other aspects...from scoping to final report issuance. + Assist with Risk Assessment process for each registered and… more