- Formation Bio (New York, NY)
- …to develop and implement a comprehensive quality assurance strategy that ensures compliance with regulatory requirements and industry best practices to support ... the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the… more
- SMBC (New York, NY)
- … Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- HSBC (New York, NY)
- …the organization, including the Intl Wealth & Premier Banking (IWPB) US Chief Executive Officer (CEO) and leadership team, Global PB senior leadership, and GPB ... as needed) etc. As our Private Banking Chief Operating Officer , US you will: + Ensure senior ...the intended strategic outcomes + Operate the business in compliance with all regulatory , legal and HSBC… more
- Sun Pharmaceuticals, Inc (Princeton, NJ)
- …bound by our common values. **Job Summary:** Reporting to the Chief Commercial Officer , US Innovative Medicines, the Senior Director of Commercial Analytics and ... different levels of the organization. + Act as a senior advisor and thought partner to SUNs NAM leadership...a centralized, accessible data repository. + Collaborate with IT, compliance , and external vendors to ensure data integrity, privacy,… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 12 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... used for these activities. The position primarily supports US IWPB CEO (Chief Executive Officer ) and their OpCo and Global PB (Private Bank) and IWS (WPS now Wealth… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and regulators. **Role Responsibilities:** Credit… more
- MetLife (Whippany, NJ)
- … Compliance Officer to join the team. The Compliance Officer will be primarily responsible for key regulatory compliance activities including ... filings, regulatory change management, licensing and registration, and core regulatory compliance programs. This role will work closely with the MIM… more
- Banco Popular Puerto Rico (New York, NY)
- …2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... Compliance We are looking for a Senior Compliance Officer to join...Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... Attentiveness to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance … more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect to registered investment adviser products… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- Otsuka America Pharmaceutical Inc. (Princeton, NJ)
- …data transfer mechanisms and contractual safeguards (eg, + SCCs, BCRs). + ** Regulatory Compliance and Risk Management** + Monitor and interpret global ... The Senior Director, Privacy Officer serves as...practices align with corporate values, innovation goals, and global regulatory expectations. The Privacy Officer will also… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice,...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …Assists the Director of Compliance and BSA/AML (Chief Compliance Officer ) with document collection for audits and regulatory examinations as necessary. + ... their career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting...regulatory requirements through the effective management of the Compliance Management System (CMS). This role involves conducting … more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... line of business to remediation plans. * Works with Senior Compliance Officer , Compliance...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- HUB International (New York, NY)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, reporting ... into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership...strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional… more
- Capital One (New York, NY)
- Senior Business Manager, BA - Data Transformation, Office of the Chief Data Officer At Capital One, data and analytics are at the center of everything we do. It ... transform banking and financial services. We are seeking a Senior Manager to help drive our enterprise data transformation...Capital One in the face of shifting consumer and regulatory behavior + **Business ownership:** Have an ownership mindset… more
- Bloomberg (New York, NY)
- …for the Americas. The BSA AML Officer will be responsible for ensuring compliance with all relevant legal and/or regulatory requirements for AML. As the BSA ... Compliance - US Bank Secrecy Act (BSA) Officer - New York Location New York Business Area...Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing AML… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
