- New York Times (New York, NY)
- …and other press releases, presentations, internal communications and other announcements. + Counsel the Treasury group on securities transactions, including debt ... has an opening for an attorney with 4 + years of broad corporate and securities experience, with a heavy concentration in securities laws matters, especially '34… more
- S&P Global (New York, NY)
- …role in the Company's governance and disclosure process. The Associate General Counsel - Securities and Corporate Finance will work in a dynamic, fast-paced, ... compensation, and benefits counsels. **Responsibilities and Impact:** The Associate General Counsel - Securities and Corporate Finance is responsible for… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (New York, NY)
- …Security Legal Practice Group, which is part of the Office of the General Counsel , Regulatory and Governance , provides legal coverage across all business units ... Privacy, Technology Transactions, and Emerging Technologies. The position will provide counsel for some or all of the following, depending on expertise.… more
- Wells Fargo (New York, NY)
- …risk tolerance of the company. Wells Fargo Bank NA seeks an **Assistant General Counsel ** in New York, NY. **Job Role and Responsibility:** Provide legal services to ... Trading, Credit, Operations and Compliance functions. Provide legal advice and counsel . Independently render opinions, consult with and advise clients on commercial,… more
- Neuberger Berman (New York, NY)
- …Berman is seeking a Senior Staff Attorney to support its Corporate and Legal Governance team. The Senior Staff Attorney will report to the General Counsel ... company's corporate business initiatives, including but not limited to corporate governance , company equity support, and transaction support, while working across… more
- Bristol Myers Squibb (Princeton, NJ)
- …Ethics Program and engage with compliance colleagues from around the world. **Corporate Governance / Securities ** + Develop an understanding of US Securities ... general corporate governance principles. + Review and update public securities disclosures, including proxy statement for annual shareholder meeting. + Research… more
- S&P Global (New York, NY)
- …will also represent the Compliance & Risk function in data and technology governance forums and initiatives and assist the Data & Technology Organization in ... interactions with external stakeholders as needed (eg, Regulators, Outside Counsel ). **Responsibilities:** + Provide advice on business-as-usual (BAU) compliance and… more
- Bank of America (New York, NY)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... risk disciplines include the following: + Providing risk oversight and advice and counsel to front line units + Ability to recognize all risk categories and… more
- MUFG (New York, NY)
- …and continuous improvement of the TPRM Program and will participate in the governance of the vendor risk management program for the Bank, working in partnership ... Oversee third party vendor risk management practices, provide interpretation and counsel on policies and challenge existing practices as necessary. Monitor new… more
- Wells Fargo (New York, NY)
- …research and insights, and public affairs (eg, Environmental Sustainability and Governance , Diversity and Inclusion, Community outreach), to ensure the proper ... + Ability to provide strategic design thought leadership and counsel to partners and ability to connect "dots" across...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure + Builds a culture of...and the Plan of Supervision for Global Markets and Securities Services + Adheres to all policies and procedures… more
- TD Bank (New York, NY)
- …to senior management + Acts as a strategic audit advisor by providing counsel and guidance on audit issues; leads relationships with key enterprise partners and ... implementation of own internal audit action/remediation plans to address performance/risk/ governance issues **Employee/Team Accountabilities:** + Responsible for management of… more
- Meta (New York, NY)
- …Meta seeks an experienced Corporate Paralegal to join the Legal department's securities and disclosures team. Reporting to the Director and Associate General ... Counsel , you will work proactively with cross-functional partners across...public companies, with emphasis on SEC compliance and corporate governance 10. Attention to detail 11. Experience working with… more