- Citigroup (Irving, TX)
- This is a Vice President ( VP ) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent ... address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , compliance monitoring, and reporting programs… more
- Citigroup (Irving, TX)
- …to program requirements and policy standards. + Responsible for Integration of both Compliance Testing and Compliance Monitoring applications + Responsible ... The Compliance Independent Assessment Technology Officer is...Requirements, test planning and scenario documents for user acceptance testing (UAT), project plans as required for all key… more
- Citigroup (Irving, TX)
- …communities we serve. **Overview of the Role** The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field ... execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a… more
- Citigroup (Irving, TX)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Nuveen Investments (Frisco, TX)
- This position reports to the VP , Compliance Officer who has oversight responsibilities for Nuveen Securities, LLC, a registered US broker-dealer, which ... will be responsible for supporting aspects of the Nuveen Securities Compliance Program relating to distribution activities and expected to provide top-flight… more