- USAA (Plano, TX)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Plano, TX)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- Bank of America (Fort Worth, TX)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk Specialist...and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention ... - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; Plano,...**Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer… more
- Bank of America (Plano, TX)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** ... is a global team of subject-matter experts responsible for Compliance & Operational Risk coverage...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Desired Skills** : + In depth knowledge of… more
- Wells Fargo (Dallas, TX)
- …and control self-assessments (RCSA), operational risk events, scenario analysis, operational risk capital and stress testing and other critical ... Management experience **Desired Qualifications:** + 10+ years of experience in compliance , operational risk management (includes audit, legal, credit risk… more
- PNC (Farmers Branch, TX)
- …and Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Regulatory Environment - ... Senior Group Manager for the Change and Release Management, Testing and Validation for SDLC within PNC's Technology organization,...and assessment in working with the businesses and other risk partners (eg, Compliance , Credit, Legal, Audit).… more
- Citigroup (Irving, TX)
- …will be preferred. + Team player with good communication skills. **Job Family Group:** Risk Management **Job Family:** Operational Risk **Time Type:** Full ... Mortgage Servicing Control teams and occasionally for business partners ( Compliance , Internal Audit, Credit Risk , etc). The...to ensure data integrity in the process. + Conduct testing and analyze results to ensure extraction process returned… more
- ManpowerGroup (Dallas, TX)
- …(QA). * Be part of the process to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured accurately, ... **Roles: QA officer ( Compliance & testing focus)** **Location: Jax/Dallas,...procedures that conform to enterprise requirements and support sound operational and compliance risk management.… more
- Citigroup (Irving, TX)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Bank of America (Plano, TX)
- …Join us! **Job Description:** Global Economic Sanctions ("GES") is responsible for dedicated compliance and operational risk management of processes unique ... issues management, and monitoring and testing from a sanctions compliance and risk perspective. This role is an individual contributor within the Sanctions… more
- Federal Reserve Bank (Dallas, TX)
- …for having oversight of the District's financial and entity-level Sarbanes-Oxley (SOX) compliance and Enterprise Risk Management. The Manager will be accountable ... for the performance and results of the team, including the ongoing risk and SOX compliance -related responsibilities at the Federal Reserve Bank of Dallas. This… more
- Charles Schwab (Westlake, TX)
- …part of audit reviews of various model types including: Deposit models, Capital Stress Testing (CST) models, Credit risk models, Interest Rate risk models, ... all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and strategy to key partners and stakeholders while obtaining feedback, managing risk , and ensuring regulatory and policy compliance . + Collaborate with… more
- Bank of America (Fort Worth, TX)
- …lead the Global AML Operations Monitoring and Inspections team.This role requires a strong operational risk and compliance background, Risk Framework (QC ... for remediation. **Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services and… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... capacity + Previous experience working with Audit, Control & Compliance in the creation, maintenance and testing ...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- JPMorgan Chase (Plano, TX)
- …our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Technology Risk ... Controls, you will be responsible for identifying, and mitigating compliance and operational risks in line with...to the reporting of a comprehensive view of technology risk posture and its impact on the business. Your… more
- Deloitte (Dallas, TX)
- Deloitte Government & Public Services Risk & Financial Advisory Solution Analyst - US Delivery Center - Analytics Ready for an exciting, fast-paced career? Have a ... drawing conclusions, and developing recommendations? As a Solution Analyst in Deloitte Risk & Financial Advisory, you'll have the opportunity to gain valuable… more
- KPMG (Dallas, TX)
- …areas such as Risk Management (including enterprise, third party, operational , IT), Compliance Management, Policy Management, Issue Management, Business ... agile stories, and working with development team to oversee platform configuration for various risk and compliance use cases on IRM/GRC software + Support the… more
- Citigroup (Irving, TX)
- …regulatory risk project management support (business requirements, analysis and testing ) for delivery of regulatory solutions. (ie CECL, Part 30 core ... credit and operational policies and procedures. + Demonstrate financial and risk reporting knowledge as well as experience from the business and/or technical… more