- Citigroup (Irving, TX)
- Reg W risk exists in nearly all...that supports the ongoing evolution of the Global Regulation W governance team with possible future expansion to ... 1 regulation programs, inclusive of meeting materials for use in various governance meetings. + Maintain oversight of ineffective controls and risks above tolerance… more
- Wells Fargo (Addison, TX)
- …Investment Management (WIM) and/or BL&T experience + 2+ years of regulatory monitoring experience (ie Reg W , Reg O, Volcker) + Strong written and oral ... across WIM's consumer businesses under a common, WIM-level organization. The group is focused on transforming from channel-based to client-focused solutions and… more