- Fidelity TalentSource LLC (Westlake, TX)
- … Compliance , Workplace Solutions Compliance , Advice Solutions Compliance , Regulatory Compliance , Global Sanctions and Risk Assessment and Testing. ... Job Description:The Role The Senior Manager , Business Analyst is part of a team...Skills You BringBachelor s degree requiredPrevious project management, audit, regulatory , risk or compliance environment… more
- Fidelity TalentSource LLC (Westlake, TX)
- …lead resolution of service issues (eg, plan design, participant, risk / compliance ) with appropriate business partners.Understand client service requests ... includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations… more
- Fidelity TalentSource LLC (Westlake, TX)
- …them (ERISA, Internal Revenue Code, HIPPA, data privacy laws etc.)Identification of legal, regulatory and business risk , in concert with business partners, and ... outstanding customer experience for existing and prospective clients. As manager of the Large/Select Contracts Team, you own the...have the passion to keep informed and resolve legal, risk and compliance contract issues. You have… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... required + Minimum 6 years of related work experience working in regulatory compliance , risk or internal audit departments at commercial/retail banks,… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... required + Minimum 6 years of related work experience working in regulatory compliance , risk or internal audit departments at commercial/retail banks,… more
- Grant Thornton LLP (Dallas, TX)
- As a Banking Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Citigroup (Irving, TX)
- …needs in a manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture Compliance ... Serves as a senior compliance risk officer for Independent ...of standard and enterprise controls as part of Citi Manager 's Control Assessment (MCA) related to the Regulations Management… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk Manager - Global Markets and Financial Risk Charlotte, North Carolina;Pennington, New Jersey; Newark, Delaware; Plano, ... **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk...+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager… more
- Bank of America (Plano, TX)
- EAC Compliance and Operational Risk Manager...applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk ... Surveillance, and Testing **Additional Role Responsibilities:** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is a… more
- Bank of America (Plano, TX)
- EAC Compliance & Operational Risk Manager -...with the risk framework. **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk ... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and...**Additional Role Responsibilities:** The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk Manager ...applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Wells Fargo (Irving, TX)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Bank of America (Plano, TX)
- Model Risk (MRM) & Global Risk Analytics (GRA) Compliance and Operational Risk Manager Charlotte, North Carolina;Newark, Delaware; Plano, Texas **Job ... and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk ...**Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk… more
- Wells Fargo (Irving, TX)
- …Tableau + Experience in Agile methodology + SIE Certifications + CRCM (Certified regulatory compliance manager ) **Program Date:** Begins summer 2025. ... all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- US Bank (Irving, TX)
- …execute audits to assess the adequacy of first and second lines of defense compliance risk management practices. - Ability to build and continuously improve ... subsidiaries and entities where USB owns a majority (controlling) interest. The Audit Manager supports the assessment of the Company's risk and control… more
- American Airlines (Dallas, TX)
- …and hop on board! **Why you'll love this job** + This role leads the Regulatory Compliance team within the Safety organization. This team focuses on managing our ... engagement, growth, goal achievement) to include participation in safety risk mitigation, change management, and root cause analysis. +...and root cause analysis. + Lead a team of regulatory compliance specialists that manage the end-to-end… more
- Wells Fargo (Irving, TX)
- …Certified Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and Compliance ... education. **Desired Qualifications:** + Knowledge and understanding of audit, regulatory compliance , or risk management. + Experience with RCSA-based… more
- Bank of America (Dallas, TX)
- …risks. This role involves developing risk management strategies and ensuring compliance with regulatory standards. The manager will work closely ... risk management requirements. The Global Financial Crimes Investigations Risk Manager is responsible for managing and...and dynamic environment + Monitoring, Surveillance, and Testing + Regulatory Compliance + Risk Management… more
- Omni Hotels (Dallas, TX)
- …for senior management and regulatory bodies. + Maintain records of compliance audits, risk assessments, and security incident responses. Qualifications + ... Job Description We are seeking a highly skilled IT Compliance , Data Governance, and Risk Management Specialist...ensuring our IT systems, data, and processes comply with regulatory standards, managing risk , and implementing robust… more
- US Bank (Irving, TX)
- …(USB) The Senior Audit Manager will have strong knowledge of audit, risk management, and regulatory expectations (eg, Office of the Comptroller of Currency's ... loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , Senior Audit Director...understanding of risk management frameworks (eg, global compliance risk management, control programs, change management,… more
