- Fidelity TalentSource LLC (Westlake, TX)
- … Compliance , Workplace Solutions Compliance , Advice Solutions Compliance , Regulatory Compliance , Global Sanctions and Risk Assessment and Testing. ... Job Description:The Role The Senior Manager, Business Analyst is part of a...Skills You BringBachelor s degree requiredPrevious project management, audit, regulatory , risk or compliance environment… more
- Fidelity TalentSource LLC (Westlake, TX)
- …investigative research. The Expertise We're Looking For Bachelor's degree preferred. Regulatory compliance , research, and/or legal experience is preferred ... Internet, database research, litigation inquiries and verification of licensing requirements/ regulatory compliance . You can prepare investigative reports and… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Development, Investments, Service Delivery, Marketing, Finance, Tax, Technology, Compliance , Risk , and Fundraising.Certifications:Company Overview Fidelity ... stories for an Agile teamCreates Product Backlog prioritized based on value, size, risk , and other relevant considerationsProvides the team with as much context and… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Development, Investments, Service Delivery, Marketing, Finance, Tax, Technology, Compliance , Risk , and Fundraising. Certifications:Company Overview Fidelity ... teams in agile frameworkBachelor s degree in relevant fieldExperience engaging with senior internal and external customers and partnersJira and Jira Align experience… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Development, Marketing, Service Delivery, Relationship Management, Finance, Technology, Risk and Compliance , and Fundraising.Certifications:Company Overview ... progress towards is preferred.Experience in an investment oversight or compliance role.Experience conducting analysis of portfolio asset allocation, performance, and… more
- Rose International (Irving, TX)
- …contribute to resolve Data Quality issues Lead project management activities Support senior management strategic vision Appropriately assess risk when business ... The Data Quality Analyst (Data Quality Senior Analyst) helps to ensure data sourced and...strategies and practices Assist in data improvement initiatives in compliance with our client's Data Governance Policy Assists in… more
- Dexian - Signature Consultants (Plano, TX)
- …are sustainable and addresses risks appropriatelyRequirements:5-10 years of experience in risk management, audit, compliance , or a combination of eachFinancial ... test the effectiveness of controls (monitoring and Quality Control)Engage with senior stakeholders to identify issues and/or control improvements for remediationActs… more
- Grant Thornton LLP (Dallas, TX)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (Dallas, TX)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... provide comprehensive compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk exposure. From day… more
- Deloitte (Dallas, TX)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory ...to influence and lead people across cultures at a senior level + Experience in managing regulatory … more
- Bank of America (Plano, TX)
- Senior Delivery Lead - Cloud Control Objectives and Regulatory Compliance Atlanta, Georgia;Richmond, Virginia; Charlotte, North Carolina; Plano, Texas; ... cost and facilitating sync points between business and technology leaders and Risk and Compliance partners. **Responsibilities:** + Leads and coordinates… more
- US Bank (Irving, TX)
- …experience - Relevant Financial Service Industry knowledge (eg, Credit, Models, Regulatory Compliance , Lending, Operations, Risk Management, Merchant ... assignments with minimal supervision from audit team management. The Senior Auditor is expected to understand risk ...The Senior Auditor is expected to understand risk and risk management techniques, identify and… more
- Citigroup (Irving, TX)
- …and key functional support areas like Regulatory Affairs, Communications, Legal, Compliance , Control, in-business Risk and Independent Risk . + Good ... The Regulatory Risk Officer is a strategic...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- US Bank (Irving, TX)
- …controls. . Expert understanding of risk management frameworks (eg, global compliance risk management, control programs, change management, and third-party ... assignments, problem loan management, etc.). This role supports the Senior Audit Manager - Credit Risk , ... Audit Manager will have strong knowledge of audit, risk management, and regulatory expectations (eg, Office… more
- Wells Fargo (Westlake, TX)
- …all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... and technology and internal partner groups to support initiatives in alignment with CTO risk and regulatory objectives + Manage a large portfolio of activities… more
- Bank of America (Dallas, TX)
- Senior Audit Manager - Financial Regulatory Reporting Charlotte, North Carolina;Dallas, Texas; Boston, Massachusetts **Job Description:** At Bank of America, we ... and data usage controls. **Responsibilities:** Key Responsibilities: + Performs ongoing risk assessments to identify key risks impacting regulatory reports… more
- Toyota (Plano, TX)
- …controls to assure compliance with TMNA Policies as well as applicable regulatory and legal requirements + Perform risk assessment to internal and external ... other technology teams. Reporting to the Technology & Cybersecurity Risk Senior Manager, the person in this...audit, legal, and other internal peers to support TMNA's compliance with applicable legal, regulatory , and security… more
- USAA (Plano, TX)
- …do:** + Manages and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: ... of control effectiveness, identifying control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and… more
- USAA (Plano, TX)
- …do:** + Manages and drives solutions for stronger controls, and in support of risk and/or regulatory compliance related initiatives which may include: ... us so special! **The Opportunity** As a dedicated **Business Risk and Controls Advisor Senior ,** you will...oversight of procedures/process, accurate regulatory reporting and filing, document governance, risk … more
