- Wells Fargo (Minneapolis, MN)
- …range of payment products and services. In this role, you will focus on regulatory policy and engagement related to payment matters, trade association engagement ... role:** Wells Fargo is seeking an Assistant General Counsel, Executive Director - Payments Policy on our Enterprise Payments Legal team to provide legal support on a… more
- Wells Fargo (Minneapolis, MN)
- …Initiatives team. This team provides effective end to end IAM initiative and issue management including strategic solutioning, execution management , testing ... security consultation for all aspects of information security compliance policy , risk management , and remediation + Direct...and thresholds for escalations + Strong understanding of the issue management lifecycle and issue … more
- Wells Fargo (Minneapolis, MN)
- …govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy requirements, assisting ... company to aid in many use cases including - Regulatory Reporting, Management Reporting, and analytics. The...could include:** + Contribute to the data defect and issue management process, including monitoring resolution of… more
- Wells Fargo (Minneapolis, MN)
- …(eg, CFPB, OCC, FRB) and assess their impact on the Credit Card business. + Issue management **:** ( issue identification intake, tollgate, and Issue ... risk assessments to identify compliance gaps and recommend mitigation strategies. + Regulatory Change Management **:** Monitor, manage and implement … more
- Wells Fargo (Minneapolis, MN)
- …levels, across Wells Fargo to monitor, challenge, and manage issues throughout Wells Fargo's issue management lifecycle + Act as an advisor to leaders in ... monitor, sustainability, and validation) + Risk and Control Self- Assessment (RCSA) and Issue Management experience + Experience in supporting one or more areas… more
- Wells Fargo (Minneapolis, MN)
- …technology strategy, operating models, and roadmaps with clear objectives + Experience with issue management , risk assessments and risk management reporting. ... as a Product Owner as part of Identity Access Management (IAM). Learn more about career areas and business...vision, priorities and strategy while managing risk and ensuring regulatory and policy compliance. + Establish, communicate,… more
- Wells Fargo (Minneapolis, MN)
- …monitoring efforts, material compliance reviews, frontline project risk oversight, specialized regulatory expertise, and issue management . This role ... standards and programs to drive compliance with federal, state, agency, legal, and regulatory and/or Corporate Policy and Compliance Program Policy … more
- Wells Fargo (Minneapolis, MN)
- …Qualifications:** + 5+ years of risk and compliance experience + 5+ years of issue management experience + 5+ years of technology business risk and controls ... and Access Management (IAM) Governance team is responsible for the management of IAM policy requirements and overall adherence monitoring, inclusive of… more
- Wells Fargo (Minneapolis, MN)
- …experience in audit, risk, or compliance testing. + Experience in risk management , control testing, issue identification and validation, compliance, operational ... in the Independent Testing & Validation (IT&V) Wealth and Investment Management (WIM) group within the Corporate Risk organization. The Independent Testing… more
- Wells Fargo (Minneapolis, MN)
- …have enterprise-wide exposure to key stakeholders within the external financial/risk/ regulatory reporting infrastructure. The Enterprise COSO testing team supports ... of business process automated controls in scope for financial, risk, and regulatory reporting + Assessing compliance with Well Fargo & Company's COSO based… more
- BMO Financial Group (Minneapolis, MN)
- …techniques and other business methodologies to mine data and support credit policy and strategy recommendations. The position is responsible for contributing to key ... risk management related business processes such as credit performance monitoring,...business processes such as credit performance monitoring, retail risk policy /strategy development, credit loss reserving, loss forecasting and business… more
- Wells Fargo (Minneapolis, MN)
- …and unbiased manner + Exhibit appropriate judgment regarding issue notification, issue draft findings to client management , and draft final audit reports ... process + Participate in audits in accordance with Wells Fargo Audit Services policy + Demonstrate depth and breadth of knowledge and understanding across multiple… more
- Wells Fargo (Minneapolis, MN)
- …experience in audit, risk, or compliance testing. + Experience in risk management , control testing, issue identification and validation, compliance, operational ... review activities across the Enterprise in alignment with the Risk Management Framework and ensuring effective and appropriate testing, validation, and documentation… more
- Wells Fargo (Bloomington, MN)
- …1+ year of assessing and meeting the needs of customers or helping with issue resolution, demonstrated through work or military experience + 1+ year of building and ... customers and partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or… more
- US Bank (Minneapolis, MN)
- …+ Data Quality + Data Lineage + End-to-end Testing + Data Quality Defect / Issue Management + Data Governance Program / Project management The successful ... policy Preferred Skills/Experience - Thorough knowledge of Data Management / Governance and Risk/Compliance/Audit competencies - Understanding of the business… more
- Wells Fargo (Minneapolis, MN)
- …audit coverage for areas that include Compliance Risk, inclusive of the risk management program and/or regulatory coverage.** **This is an individual contributor ... an active role in leading audit coverage for the firm's risk management transformation as well as coordinating audit coverage throughout the department.** **Learn… more
- Thrivent Financial (Minneapolis, MN)
- …ensuring efficiency and accuracy. The manager also ensures compliance with regulatory requirements and accounting standards. This position requires a deep ... & Analysis: Preparing accurate and timely financial reports (internal and regulatory ) and providing insightful analysis of variances, and trends. + Relationship… more
- US Bank (Minneapolis, MN)
- …3. Data Quality 4. Data Lineage 5. End-to-end Testing 6. Data Quality Defect / Issue Management 7. Data Governance Program / Project management The ... pivot across multiple tasks. Primary Responsibilities: + Lead design and execution of Policy , Policy Procedures, Guidance, internal procedures and tooling for a… more
- Wells Fargo (Minneapolis, MN)
- …including with respect to one or more of the following topics: credit policy , underwriting, funding, dealer management and oversight, credit reporting, and other ... on legal matters to assist with legal risk assessment, planning and policy decisions, claims against the Company, probability of loss, and develop cost-effective… more
- Wells Fargo (Coon Rapids, MN)
- …in a fast-paced environment + Ability to exercise judgment, raise questions to management , and adhere to policy guidelines + Relevant military experience ... to daily operations of the teller line, under direction of regional banking management + Support customers and employees in resolving or escalating concerns or… more