- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... Join us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit,… more
- JPMorgan Chase (New York, NY)
- …Investment Banking Markets (CIB). **Job Responsibilities** + Design and execution of the Compliance , Conduct, and Operational Risk (CCOR) program, which ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are...status quo and striving to be best-in-class. As an Operational Risk Management Lead, Vice President within… more
- American Express (New York, NY)
- …ensure day-to-day operational risks are identified, assessed and managed in compliance with enterprise Operational Risk Management programs and ... and GMNS to ensure proper control management. **Key Responsibilities:** + Execute plans for Operational Risk Management within Corporate card, GMNS risk and… more
- Citigroup (New York, NY)
- …across each of the risk stripes - Market, Credit, Operational and Model Risk as well as Independent Compliance Risk Management, to develop the ... for any issues impacting Equities NAM/LATAM E-Trading Risk Management Framework compliance **Qualifications:** + 10+...management capacity + Experience in one or more primary risk stripes (Market, Credit, Operational Risk… more
- HSBC (New York, NY)
- …place, with progress / risks / issues effectively and transparently communicated + Operational risk and cost is minimised front-to-back through an on-going focus ... requirements from multiple stakeholders incl. clients, the global Cash Equities business and front-to-back support functions. They ensure the... risk and control standards and gain legal, risk and compliance approval in regards to… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance … more
- JPMorgan Chase (New York, NY)
- …work closely with internal and external stakeholders to ensure effective risk management and compliance with regulatory requirements. **Job Responsibilities:** ... using proven evaluation strategies. + Identify, escalate, and record operational errors, performing risk analysis. + Review...7 years of experience in controls, audit, quality assurance, risk management, or compliance . + Experience in… more
- JPMorgan Chase (New York, NY)
- …status quo, and striving to be best-in-class. In this role, you will support the Compliance Conduct and Operational Risk team, where your expertise in ... Responsibilities** + Lead the enhancement and execution of the Compliance Conduct and Operational Risk ...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
- Meta (New York, NY)
- …integrity, security OR in a role associated with data protection, regulatory response, operational risk management, compliance , audit and implementation of ... We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across...CRCM) **Public Compensation:** $116,000/year to $168,000/year + bonus + equity + benefits **Industry:** Internet **Equal Opportunity:** Meta is… more
- JPMorgan Chase (New York, NY)
- …management related risk and controls and ensure adherence with the firm's Compliance & Operational Risk Evaluation (CORE) Program. Your responsibilities ... play a significant role in effectively managing the overall operational risk environment for D&A products and...Risk Assessment Structures (RAS) in CORE system, ensuring compliance with the firm's Policies and Standards, and supporting… more
- Bank of America (New York, NY)
- …for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model, and reputational risk matters to ... Risk Analysis Sr. Manager Charlotte, North Carolina;New York,...in one or more of these asset classes - ** Equities , FX, Commodities, Interest Rates, Credits** + Bachelors or… more
- Meta (New York, NY)
- …integrity, security OR in a role associated with data protection, regulatory response, operational risk management, compliance , audit and implementation of ... trust & safety professional who can translate work across risk and compliance teams seamlessly and act...prioritize work based on urgency and complexity while building operational cadences across technical and operational teams… more
- Wells Fargo (New York, NY)
- …and litigation proceedings; (viii) providing guidance to other support partners (ie, compliance , credit, operational risk ) and enterprise/wholesale groups ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- Neuberger Berman (New York, NY)
- …requirements and development of processes that mitigate/minimize control risks. + Partnership with Compliance and Operational Risk teams to measure, assess, ... client value chain - design and implement operational improvements where applicable. ** Compliance & Risk Management:** + Understanding of complex regulatory… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Director, Equity Sales, Global Banking & Markets- New York,..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance… more
- MUFG (New York, NY)
- …policy especially for capital cost/provision planning and charge-offs. Adhere to applicable compliance / operational risk controls in accordance with MUFG or ... to immediate supervisor, Division Manager, and others within Credit Risk Administration about actual/forecasted borrower/regulatory rating changes that could impact… more