- Pfizer (New York, NY)
- …and solid understanding of related disciplines, eg, Clinical Operations, Data Management , Safety, Biostatistics, Regulatory , Study Management , Pre-Clinical, ... study reports (CSRs), investigator brochures, statistical analysis plans, and regulatory documents. Foster a transparent environment that builds strong partnerships… more
- Mizuho Corporate Bank (New York, NY)
- … examinations, reviews, continuous monitoring, inquiries, horizon scanning for emerging regulations, regulatory change management , maintenance of the laws, ... Regulatory Affairs Group is seeking an Assistant Vice President of Regulatory Change Management who will lead the horizon scanning process to identify… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice and… more
- JPMorgan Chase (New York, NY)
- …impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change management . + Formulate readiness strategies for ... will collaborate with the regional and global partners, manage regulatory change governance framework for the region,...and governance model, aligning with global standards and risk management best practices. + Monitor the regulatory … more
- TD Bank (New York, NY)
- …particular with respect to policy and procedure related deliverables + Participate in regulatory change management and business-related processes to ensure ... business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced project management skills… more
- TD Bank (New York, NY)
- …and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance ... corporate compliance programs. Supports the business in identifying, assessing, and implementing regulatory change . Supports business line regulatory … more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... investments. * Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business areas, in addition… more
- City National Bank (New York, NY)
- …and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... materials comply with regulatory and business standards. * Manage regulatory change management and participate with business areas supported such as… more
- TD Bank (New York, NY)
- …as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change Management initiative, as required + Delivers relevant ... training requirements** + **Knowledge of current and emerging trends, including regulatory expectations and standards for effective compliance management … more
- RGP (New York, NY)
- …strategies tailored to evolving regulatory requirements. + Provide strategic guidance on regulatory change management , helping clients adapt to new rules ... forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance, and audit remediation across banking, insurance, and… more
- Travelers Insurance Company (New York, NY)
- …ethical behavior, + Assist with compiling reports on compliance-related data and trends. + Regulatory Change Management (RCM): + Review and communicate new ... complexity legal/ regulatory change . + Escalate more complex legal/ regulatory change matters to management and/or internal stakeholders for attention.… more
- TD Bank (Ramsey, NJ)
- …controls to comply with regulatory and firm requirements + Acts as the regulatory change management lead, assessing and implementing required changes to ... strategic and operational oversight of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of… more
- City National Bank (New York, NY)
- …program risks that includes an internal control structure, new products, training, regulatory change management , risk assessments, issues management ... working with deadlines. * Experience communicating and interacting with regulatory agencies, including exam management and other...and interacting with regulatory agencies, including exam management and other regulatory affairs. * For… more
- Citizens (New York, NY)
- … regulatory developments, and legislation that may affect business lines, including regulatory change management ; + Provide subject matter advice ... problem-solving attorney to serve as Associate General Counsel supporting the Wealth Management Division of the Citizens Consumer Bank. The Associate General Counsel… more
- TD Bank (New York, NY)
- …holistic Non-Financial Risk Reporting and Insights.Laws, Rules, Regulations Management / Regulatory Change Management + Experience working with LRR ... packages for Tier 5 low to moderate risk and regulatory projects or initiatives and may contribute to Tier...resolution + Supports and may contribute to communication and change management activities **Education & Experience:** +… more
- JPMorgan Chase (New York, NY)
- …General real estate knowledge; experience in product development, business transformation, or regulatory change management is advantageous. + Experience with ... Business Management optimizes business performance by helping to promote...and strategic priorities. + Stay abreast of legal and regulatory developments, ensuring Commercial Real Estate business practices remain… more
- Mizuho Corporate Bank (New York, NY)
- …technologies and data which enable these. + Strong knowledge and experience of regulatory change management . + Strong business, analytical, quantitative, ... key initiatives to ensure bank is in line with regulatory expectations and industry best practice. + Driving the...of others and developing individuals in the program and change management space. + Exceptional stakeholder … more
- MUFG (New York, NY)
- …limited to, customer onboarding, acceptance, rejection, and exits; + Overseeing and managing regulatory change management processes across the US MUFG Bank ... and regional financial crimes compliance governance forums; + Supporting Senior Management , industry, regulatory , and law enforcement communications and… more
- American Express (New York, NY)
- …on #TeamAmex. This role is for a Global Capabilities Product Owner in the Regulatory Automation and Change Management team within Financial Reporting Quality ... Assurance Organization (FRQA), in support of the Regulatory Reporting Automation program. Global Capabilities Product Owner team is responsible for delivering … more
- Mizuho Corporate Bank (New York, NY)
- …as well as the technologies enabling them + Strong knowledge and experience of regulatory change management + Product knowledge of Loans, Derivatives, ... of others and developing individuals in the program and change management space + Exceptional stakeholder ...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more
