- HSBC (New York, NY)
- Wealth and Premier Banking - Senior Equity Portfolio Manager Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY, US, ... Work style: Hybrid Worker Date: 17 Dec 2025 In compliance with applicable laws, HSBC is committed to employing...our communities, and the planet we all share. The Senior Equity Portfolio Manager is responsible for the ongoing… more
- Neuberger Berman (New York, NY)
- The Associate/ Senior Associate role will join Neuberger Berman's Investment Risk group in our New York office, supporting independent risk oversight for the ... as needed + Prepare presentation materials for reviews with portfolio managers, senior management and the firm's Investment Risk Committee + Collaborate closely with… more
- SMBC (New York, NY)
- …The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management, Risk Management, ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- Neuberger Berman (New York, NY)
- …financial statements, capital account statements, capital calls and distribution notices + Oversight and compliance of fund credit facilities by accurately ... and operations functions are critical control functions with respect to the business . This individual will bear day-to-day responsibility for managing the finance… more
- Neuberger Berman (New York, NY)
- …updates, partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance , and Risk. Responsibilities Include: + Provide dedicated operational ... across asset classes with end-to-end Aladdin ownership. + Serve as operational oversight of portfolio-level data and controls for Investment Teams and Traders within… more
- HSBC (New York, NY)
- …to succeed in this role: + Track record of managing clients and new business origination skills + Strong connection with senior client contacts in insurance ... Work style: Office Worker Date: 10 Dec 2025 In compliance with applicable laws, HSBC is committed to employing...their ability to both successfully defend and service existing business , as well as to originate new value-added transactions… more
- Port Authority of New York and New Jersey (New York, NY)
- …successful candidate will assist the Engineer of Projects and other Engineering Department Senior Staff in the management and oversight of the Aviation Portfolio ... + Assist the Engineer of Projects on project performance regarding compliance with schedule milestones and budget. + Prepare project proposals, inclusive… more
- SMBC (New York, NY)
- …risks. Assess and respond to regulatory changes impacting the investment management business . Collaborate closely with legal and compliance colleagues across ... seasoned inhouse attorney to provide comprehensive legal coverage and oversight for its affiliated US investment adviser. This is...The position presents an opportunity to help build a business from the ground up, design and implement a… more
- Neuberger Berman (New York, NY)
- …Charles River, Eze) and investment workflows (trading, portfolio construction, compliance ). + Familiarity with investment guideline oversight , investment ... + Product leadership + Serve as the primary liaison between business stakeholders and engineering, translating complex requirements into clear, prioritized product… more
- Wyndham Hotels & Resorts (Parsippany, NJ)
- …The team collaborates closely with stakeholders across the organization to evolve business needs across the globe into technological solutions that are delivered ... management; strategic skills include product strategy and architecture roadmap, business model and financial forecast, KPIs, market research and validation;… more
- Terumo Medical Corporation (Somerset, NJ)
- …3. Demonstrated ability to independently lead complex labeling projects, balancing regulatory compliance , business needs, and timelines. 4. Expert application of ... Company: Terumo Medical Corporation Department: Packaging Engineering **Job Summary** The Senior Labeling Specialist II position is responsible for the strategic… more
- TD Bank (New York, NY)
- …and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight … more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
- TD Bank (New York, NY)
- …manage regulatory compliance risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective ... and the US Wealth business in the implementation and execution of enterprise Compliance programs (ie, risk assessments, 2nd line oversight of business … more
- MTA (New York, NY)
- Senior Associate, Office of Construction Oversight and Audit Job ID: 13002 Business Unit: MTA Headquarters Location: New York, NY, United States ... Date Posted: Sep 12, 2025 Description POSTING NO. 13002 JOB TITLE: Senior Associate, Office of Construction Oversight and Audit Services DEPT/DIV: Office… more
- TD Bank (New York, NY)
- …vary depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and… more
- Capital One (New York, NY)
- Senior Manager, Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... independent tests of our security and technology risk. Our business leaders must make technology decisions constantly. TRM makes...their advice and to deliver high-impact results. As the ** Senior Manager, Technology Change Risk Oversight ** you… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... (M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- BMO Financial Group (New York, NY)
- …options, and complex derivatives. The role demands proactive engagement with the business , emphasizing the need for a challenger mindset rather than passive ... and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. Develops and monitors… more
