- Wells Fargo (St. Louis, MO)
- …Functions Testing & Validation team is seeking an Independent Testing Specialist with the Regulatory Reporting Incremental Compliance Team to ... **About this role:** Wells Fargo is seeking an Independent Testing Specialist in... will be accountable for the execution of substantive testing over regulatory and risk reports. **In… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer to support the Independent Testing & Validation (IT&V) Emerging Risk team. ... part of Wells Fargo's second line of defense and Independent Risk Management team, Independent Testing...internal and/or external compliance examinations. + Knowledge or prior regulatory compliance testing or review experience. +… more
- Federal Reserve Bank (St. Louis, MO)
- … regulatory requirements including policies and procedures, effectiveness of independent testing /review, completeness of risk assessment, expertise of BSA ... compliance to join our Safety & Soundness team. As a BSA/AML Risk Specialist , you will assess a financial institution's BSA/AML activity risk profile and evaluate… more
- Wells Fargo (St. Louis, MO)
- …statistical modeling, working with and updating Nexidia Speech Analytic tool from creating, testing and validation of queries to ongoing testing once queries are ... influence policies, enhance customer satisfaction, and controls + Exercise independent judgment in understanding trade settlement workflow controls to minimalize… more
- Edward Jones (St. Louis, MO)
- …and risk representatives from other divisions. **Responsibilities:** + Act as an independent advisor for leaders and associates by facilitating the risk assessment ... including but not limiting to ethical business practice, company policies, regulatory requirements. + Understand how the magnitude of certain risk indicators… more