- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- Resideo (Melville, NY)
- …Operations subject matter teams covering E, S, and G, across the globe to ensure regulatory reporting requirements. + Trains key employee groups on reporting ... regulatory requirements. **JOB DUTIES:** + Monitor the evolving global regulatory ESG reporting landscape and orchestrates various stakeholders in evolving… more
- NatWest Markets (Stamford, CT)
- Director , Electronic Trading Risk & Control (1LOD), US...such as market, conduct risk & algorithmic trading risk. Reporting to the US Head of Risk and Control ... and supporting the global Director of Algorithmic Risk Control, you will have full...foreign exchange businesses + Monitor and understand changes to regulatory requirements and make necessary updates to internal policies… more