- Morgan Stanley (Stamford, CT)
- *POSITION SUMMARY:* *__* The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior ... Risk Officer , the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices… more
- M&T Bank (Bridgeport, CT)
- …responsible for risk and control functions in the business unit. Assist the Business Risk Officer in setting direction for the department and risk policy ... risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to established key … more
- NatWest Markets (Stamford, CT)
- …Compliance Advisory Lead will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for the Legal and Compliance Department. As a member of ... the US Advisory Compliance team, the Compliance Advisory Officer will support businesses and products within the Natwest Market's Sales and Trading business… more
- Morgan Stanley (Melville, NY)
- …support for the Complex Management team (including Complex Manager, Complex Business Service Officer , Senior Complex Risk Officer and Associate Complex ... education programs to maintain current status on policies, procedures and risk awareness (including licensing requirements for Complex personnel) * Facilitate and/or… more
- NatWest Markets (Stamford, CT)
- …Compliance Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting and escalating controls issues and any ... Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full...relation to core activitiesin accordance withregulatory requirements and NWM Risk Profile to achieve the right customer outcomes. +… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs and ... operations of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced compliance officer to join our… more
- Citigroup (Plainview, NY)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... via our Citibank branches and centralized service centers. The Home Lending Officer role represents the Retail Mortgage business providing superior service to… more
- Nuvance Health (Norwalk, CT)
- *Description* Summary: The Norwalk Hospital Security Officer performs vital daily tasks supporting daily hospital operations by responding to Code/Alerts, dealing ... 9.Morgue services (including admits and releases). 10.Oversees patients considered high risk . Performs Safety Searches of patients and their property for injurious… more
- Travelers Insurance Company (Melville, NY)
- …a wide array of insurance products to wholesale brokers. The Account Executive Officer (AEO), Northfield E&S Brokerage will partner with wholesale brokers to provide ... internally and externally to drive results. Your ability to independently assess complex risk and sell our products in challenging markets will contribute to the… more
- Catholic Health Services (West Islip, NY)
- …why Catholic Health was named Long Island's Top Workplace! The Chief Medical Officer (CMO) is a senior executive responsible for overseeing the medical operations ... 3. Patient Safety: Promote a culture of patient safety, experience, and risk management. Develop and implement patient safety programs and initiatives. Investigate… more
- City National Bank (Melville, NY)
- *CLIENT OFFICER SENIOR* WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the operations, client service, and internal sales ... and coaches banking office sales/service colleagues. Is one of the experts in risk management and loss prevention. Partners with the CM in completing, monitoring and… more
- JPMorgan Chase (Hauppauge, NY)
- …and providing financial advice with a focus on client experience and risk management. **Job Responsibilities** + Acquire, manage, and retain a portfolio of ... of their businesses + Use knowledge of business, finance, banking, credit, and risk management to identify, recommend, and promote solutions that best serve the… more
- Trexquant Investment (Stamford, CT)
- …Compliance Monitoring - maintain, develop and review dashboard reporting for compliance and risk processes related to the positions and products in the portfolio. + ... Technology Risk Compliance - Maintain and review firm processes for monitoring of technical (cyber)security compliance risks,, including training, prevention,… more
- M&T Bank (Norwalk, CT)
- …with grantors, beneficiaries, Trustees, attorneys, accountants, and others, at Trust Officer 's discretion. Escalates risk issues identified in work assignments. ... Follows best practices and adheres to controls over efficiency and risk management. Assists in collecting critical documents and assets, preparing disbursements,… more
- Wells Fargo (Lake Grove, NY)
- …+ Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network ... Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with integrity… more
- Catholic Health Services (Melville, NY)
- …Island's Top Workplace! Job Details Working with the System Chief Quality Officer , this position is accountable for the coordination and implementation of Quality ... operational activities to mitigate any financial, regulatory, or patient safety risk to the organization. DUTIES/RESPONSIBILITIES: Responsible for working in concert… more
- NatWest Markets (Stamford, CT)
- …operations of the department and the business._ Join us as a Control Room Officer + In this role, you'll identify and manage transactional and employee conflicts of ... and addressing of common issues **What you'll do** As a Control Room Officer , you'll manage the wall crossing process and the confidentiality registers, as well… more
- Wells Fargo (Woodbury, NY)
- …including working with military protocol and instructions, enlisted evaluations, officer /leadership reporting + Relevant military experience including working in ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- Nuvance Health (Norwalk, CT)
- …and procedures regarding patient safety. Initiatei? 1/2s interventions related to the risk factors identified. * Conducts bedside shift report and bedside rounds ... New graduates awaiting licensure at the discretion of the Chief Nursing Officer (CT only) American Nurses Association endorsed Certifications or Academy of… more
- BlueTriton Brands (Stamford, CT)
- …an **ICS/OT Security Administrator** reporting to the Chief Information Security Officer . This person will provide security project and administrative support for ... technology systems and devices. They will identify vulnerabilities, mitigate security risk , enforce policies, coordinate testing / remediation, and collaborate with… more