- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Associate as part of the Tax Reporting Division of Wealth and Investment Management. Tax ... lifecycle support tasks and help identify opportunities for process improvements within Securities Operations + Review basic or tactical issues, policies or… more
- Raymond James Financial, Inc. (St. Peters, MO)
- …3+ years administrative experience in a financial services environment including operations support + Knowledge of investment concepts, practices, policies and ... procedures used in the securities industry + Knowledge of compliance laws and regulations...James Financial Services Advisors. Inc. ("RJFSA") as affiliates. **Education** Associate 's (Required) **Work Experience** General Experience - 3 to… more
- Citigroup (O'Fallon, MO)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 & 63 ... The Registered Wealth Service Associate is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or external… more
- UMB Bank (St. Louis, MO)
- …within Asset Management. This role is responsible for buying, selling, and trading securities as well as taking and placing securities orders as directed. ... From this position you will interact with partners in various areas in operations to ensure accurate set up of new account services, resolve operational problems,… more