- MUFG (Tampa, FL)
- …the monitoring of MUFG Americas Financial Crimes and Compliance-related audit issues and the execution of independent validation of the effectiveness of ... for providing direction to staff, supervising their issues monitoring and validation activities and maintaining Audit Management informed of validation … more
- MUFG (Tampa, FL)
- …appropriately, meet milestones on time ie tracking, escalations and/or remediating risks/ issues and developing and executing executive -level reporting. This is ... deliverables to ensure that Operations & Technology meets regulatory and audit milestones. Responsibilities include engaging with regulators and/or leaders from… more
- MUFG (Tampa, FL)
- …quality of assigned GFC IT audit engagements, in compliance with audit methodology requirements and executive management expectations, while also operating ... the validation and closure of internal and external (eg regulatory) GFC IT issues . + Effectively partner with other internal audit groups to provide subject… more
- MUFG (Tampa, FL)
- …submission and manage follow-up actions; tracking, escalating, and/or remediating risks and issues ; and contributing to executive -level reporting. As a member of ... Open Pages. + MAP development: + Work with other BURM teams and BURCO validation teams to challenge any potential issues and participate in issue identification… more
- Morgan Stanley (Tampa, FL)
- …cross-divisional projects/programs across divisions, functions and workstreams. * Escalate issues , risks, and concerns timely and appropriately to stakeholders. * ... for multiple projects and programs. * Host governance forums including Sr. Executive governance forums, drive discussions and decisions, and assist in action item… more
- MUFG (Tampa, FL)
- …of the end-to-end audit process (eg planning, fieldwork testing, reporting, issues validation , etc.). The Senior Auditor I also establish direction for ... more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities… more
- Citigroup (Tampa, FL)
- …planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities. + Extensive global compliance and audit related ... activities to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of...of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line,… more
- Citigroup (Tampa, FL)
- …planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities. + Extensive global compliance and audit related ... validating the adequacy of measures used to address reported issues . **Responsibilities:** + Develops, implements, and executes compliance testing, continuous… more
- Citigroup (Tampa, FL)
- …of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating ... adequacy of remediation taken to address reported issues . + Responsibilities: + Developing, implementing, and executing Risk testing, continuous assurance, and… more
- Citigroup (Tampa, FL)
- …of key controls designed to address compliance risk; reporting and escalating control issues and any violations of laws or breaches of policy; and validating ... adequacy of remediation taken to address reported issues . Key Activities include: + Developing, implementing, and executing compliance testing, continuous assurance,… more
- Citigroup (Tampa, FL)
- …strategy. Primarily affects a sub-function. Responsible for handling staff management issues , including resource management and allocation of work within the ... credit risk (CCR) models + Develop models and oversee model development, validation , and deployment efforts. + Advances Risk Management methodology and integrate… more
- USAA (Tampa, FL)
- …work papers to create accurate and concise written reports including issues , root causes and recommended corrective action. Experience with Fraud, Anti-Money ... area and provides mentorship to team members on complex issues . + Leads and runs a grouping of tests...Performs complex qualitative analysis of data. + May develop executive briefs and present to key internal and external… more
- Citigroup (Tampa, FL)
- …consistently validating the adequacy of measures used to address reported issues . **Responsibilities:** + Develop, implement, and execute compliance monitoring and ... reporting of CIA's monitoring and testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal… more
- KPMG (Tampa, FL)
- …to create solutions and products that address the largest and most complex issues faced by global companies. By blending technology with our industry expertise, ... and operational). + Work internally within KPMG's other areas within Tax, Audit and Advisory to advance the client understanding of Data Science, Artificial… more