- Citigroup (Tampa, FL)
- The Internal Audit (IA) Regulatory & Exam Mgmt Sr. Analyst plays an important role on the North America IA Regulatory Management team. The Sr. ... regulators + Attends regulatory meetings with IA Regulatory and Exam Management Group Manager, documenting...Citi's first and second line functions, as well as internal audit , to proactively identify regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …varying levels of seniority to document and manage issues. + Coordinates with internal audit , compliance testing, regulatory exams, and inquiry management. ... transparency and accountability through managing formal governance routines, issues and exam management, and ongoing reporting. As a senior advisor, you will… more
- JPMorgan Chase (Tampa, FL)
- …to assess the relevance of internal and external standards and procedures + Audit , CCOR and External Regulatory Exam readiness and management experience ... This role involves aligning cross-functional support to the Sanctions and Regulatory Operations and Control Management business priorities, promoting the Payment… more
- Truist (Tampa, FL)
- … regulatory controls to manage risk and compliance 9. Works within the existing audit , compliance and regulatory framework in order to ensure a high quality, ... for the Advisor teams to support business development efforts to include both internal and external partners. 4. Participates in a "One Team" approach to deliver… more
- Truist (Tampa, FL)
- … regulatory controls to manage risk and compliance. Works within the existing audit , compliance and regulatory framework in order to ensure a high quality, ... Mission and Values * Establish and maintain mutually beneficial business relationships with internal and external centers of influence such as the CCB, CIG, groups… more