- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and accountability through managing formal governance routines, issues and exam management , and ongoing reporting. As a senior advisor, you will support ... to document and manage issues. + Coordinates with internal audit, compliance testing, regulatory exams, and inquiry management . Compliance and risk management… more
- JPMorgan Chase (Tampa, FL)
- …of internal and external standards and procedures + Audit, CCOR and External Regulatory Exam readiness and management experience + Experience leading ... and written updates for all levels of the organization, including escalation to senior management + Solution oriented, leveraging a network to identify solutions… more
- Citigroup (Tampa, FL)
- …key control metrics specific to Issues management , MCA/control effectiveness and audit/ exam performance, EUC management , Regulatory Change Management ... role will also work in close partnership with the Regulatory Engagement team on regulatory exam...operational environment + Experience preparing presentations in PowerPoint for senior management + Ability to work effectively… more
- JPMorgan Chase (Tampa, FL)
- …stakeholders advice on the impact of regulatory requirements + Interacting with senior management while developing a working knowledge of the laws and ... Compliance, Data Risk Management , Technology & Cyber Operational Risk Management , Regulatory Strategy, and Trade Surveillance & Electronic Communications. As… more
- JPMorgan Chase (Tampa, FL)
- …posture and regulatory compliance. + Support team on periodic audit readiness, regulatory assessments, and exam management . + Work closely with Azure ... toward shared goals. + Execute reporting and governance of controls, policies, issue management , and measurements, offering senior management insights into… more
- Truist (Tampa, FL)
- …in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and ... clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit,… more