- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and work done by others in the financial reporting department. * Supervises SEC Reporting senior associates and staff. * Manages relationships with, and ... changing priorities in a fast-paced work environment. * Supervise, instruct and develop SEC Reporting senior associates and staff. * Provide a high level of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …requirements are addressed by the business processes, including Metrics and Reporting and Mandatory Absence Analysis. * Participates the regulatory change management ... compliance. * Rules and regulations of: Securities Exchange Commission ( SEC ); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies;… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and additional ad-hoc reporting as required. + Maintains regular contact with senior manager and other internal customers to identify, research, and resolve ... of regulatory developments and industry best practices to ensure the non-financial regulatory reporting with FINRA, IRS, SEC , remains current and effective. +… more