- Deloitte (Stamford, CT)
- Banking Regulatory Reporting Transformation Senior Consultant Our practitioners help organizations identify the regulatory and industry changes impacting ... industry related to one or more of the following Banking areas: Regulatory reporting remediation...professional services to the financial services industry. + Deloitte's Banking and Capital Markets Advisory Practice: Our… more
- TD Bank (New York, NY)
- …team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Director will primarily ... of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity Capital Markets. **Responsibilities:**… more
- Deloitte (New York, NY)
- …CliqView, SPSS, etc.) + Data Mining (eg, Microsoft SQL Server, etc.) + Experience in: + Regulatory reporting tools such as Axiom for financial reporting in ... Advisory Risk Data Management Technical Manager - Banking As a Manager in Deloitte Risk & Financial...+ Data governance tools and their application in a regulatory banking context + Ability to manage… more
- SMBC (New York, NY)
- …build a bank regulatory compliance program covering US state and federal banking rules applicable to SMBC including, but not limited to Federal Reserve Act ... the CPAD Bank Advisory team in building and maintaining a bank regulatory compliance program to help ensure compliance with applicable state and federal … more
- Santander US (New York, NY)
- Analyst - Leveraged Finance Advisory / Business Development - Investment Banking New York, United States of America Essential Functions/Responsibility ... internal parties on the closing of transactions. + Manage weekly portfolio reporting across underwriting risk, distribution metrics and pipeline, as well as provide… more
- Deloitte (Stamford, CT)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) ... and Regulatory professionals help organizations identify the regulatory changes impacting their business and implement effective and...III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk, BCBS 368 - Interest… more
- Deloitte (Stamford, CT)
- …including associated data, models, processes and controls + Familiarity with liquidity regulatory reporting (eg, 2052a, LCR, NSFR) + Familiarity with liquidity ... Advisory 's Financial Services Industry (FSI) Risk, Data and Regulatory professionals help organizations identify the regulatory ...Risk, BCBS 368 - Interest Rate Risk in the Banking Book, SR 10-6 Interagency Policy Statement on Funding… more
- SMBC (New York, NY)
- …Advisory Director will be primarily focused on providing oversight and Compliance advisory support with respect to swap transaction reporting activities. This ... transaction reporting requirements. Provide training on Compliance policies and regulatory requirements. + Participate in industry groups to develop and maintain… more
- Deloitte (Stamford, CT)
- …systems related to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or ... and in providing professional services to the financial services industry. + Deloitte's Banking and Capital Markets Advisory Practice: Our Banking and… more
- SMBC (New York, NY)
- …its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- SMBC (New York, NY)
- …Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible for overseeing ... maintain best practice across the Firm. **Qualifications and Skills** + 7-10+ years of regulatory and/or advisory compliance experience at a broker dealer. + A… more
- TD Bank (New York, NY)
- …**Preferred Qualifications:** We are looking for a Vice President, Municipal Securities Compliance Advisory to join our team in New York. The ideal candidate must ... have compliance advisory experience in Municipal Securities business lines and will...will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and… more
- TD Bank (New York, NY)
- …this role **Job Description:** **Preferred Qualifications:** Candidate must have compliance advisory experience in Research business lines and will focus on ... Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm risk and industry best practice.… more
- NatWest Markets (Stamford, CT)
- …Process month end ledger cash adjustments & reconciliation packages working with Financial Reporting and Regulatory teams. Requirements + Must have a strong ... US Operations Oversight & Advisory Closing date for applications: 29/09/2024 Stamford,United States...+ Ensure Broadridge preparedness on any Industry, Change, and Regulatory initiatives. + Identify and own opportunities to re-engineer… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, Senior AVP or Junior VP Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of ... the regulatory reporting processes and reporting ...especially FR 2052a, LCR + knowledge of financial and banking products + knowledge of financial accounting including relevant… more
- Mizuho Corporate Bank (New York, NY)
- …+ Minimum 10 years of experience in financial reporting , regulatory reporting , or related field in banking industry. + Proficiency with Microsoft Excel, ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, AVP or Junior VP Job Description Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the ... integrity of the bank regulatory reporting processes, reporting data...+ Knowledge of a wide range of financial and banking products + Excellent analytical and verbal/written communication skills… more
- Mizuho Corporate Bank (New York, NY)
- …Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the ... reports to ensure that they are prepared in accordance with regulatory reporting instructions, guidance, regulators' expectations, and industry best practices… more
- Mizuho Corporate Bank (New York, NY)
- About the Team: The Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the preparation of regulatory filings for multiple ... authorities. You have working knowledge of financial accounting and regulatory reporting , as well as an understanding...Americas is a leading provider of corporate and investment banking services to clients in the US, Canada, and… more
- Scotiabank (New York, NY)
- …relationships outside of Product Control will be with Front Office, Financial and Regulatory Reporting , GWO, and FP&A. **What You'll Do** + Overall support ... of the US Investment Banking business revenue reporting . + Facilitate greater...economics. + Partner with US Finance in support of regulatory , planning, and analysis activities. + Deep diving and… more