- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Charlotte, North Carolina; Dallas, Texas; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- Ankura (New York, NY)
- …the SEC Division of Enforcement, certified public accountants, including many former audit firm partners, standard-setters, and other regulatory officials from ... full-time position for a Director / Senior Director in its Audit Advisory Practice. ...regulatory remediation assistance, and investigations. Responsibilities: As a Director or Senior Director in the … more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Trade Transaction Regulatory Reporting Director * **Location:** *New York-New ... We're seeking someone to join our team as a Director in Operations Risk and Regulatory Control...for this role - Strong knowledge on multi jurisdiction regulatory reporting , exception investigation, material economic terms… more
- CIBC (New York, NY)
- …Risk Management, Regulatory Reporting , and Internal Controls over Financial Reporting . The Internal Audit Director will also work collaboratively ... of the bank, conducting audits in areas including Financial Reporting , Accounting Policy, FP&A, Corporate Treasury, Liquidity and Capital... Regulatory Compliance, and Data Risk. The Internal Audit Director is a leadership position within… more
- Scotiabank (New York, NY)
- Director , US AML Audit **Requisition ID:** 208526 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the Salary Range shown is a guideline only. Salary ... together to drive ambition for every future! **Purpose** The Director of US Anti-Money Laundering (AML) Audit ...regulatory environment and emerging risks. **What You'll Do** Audit Portfolio: + Identify systemic and emerging issues and… more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 220,000.00 - 250,000.00 _Please note that the Salary Range shown ... together to drive ambition for every future! **Purpose** The Director of US Cybersecurity and Infrastructure Audit ...Experience in working in a global bank, with global Audit counterparts and stakeholders, matrix reporting lines… more
- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** SMBC is seeking an experienced Audit Executive Director with a minimum of 12 years' experience in ... coverage of Risk Management related activities within the Internal Audit Department. Reporting to the Risk and...As needed lead and conduct validation of remediation for regulatory findings. + Track and validate closure of issues… more
- Morgan Stanley (New York, NY)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** *Internal Audit Director - US Banks* **Location:** *New York-New York* ... We're seeking someone to join our team as a Director on the US Banks Audit team.The...materials for the retail Bank . Support responses to regulatory requests impacting the US Banks . Develop and… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... and let's lead the way together. **About the Internal Audit Group at American Express** Our Internal Audit... Group's Learning and development team consists of a Director , one senior manager, one manager and one analyst.… more
- Scotiabank (New York, NY)
- …Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to capital markets and/or treasury functions ... Manager, US Internal Control and Global Wholesale Operations - Audit **Requisition ID:** 206124 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary… more
- City of New York (New York, NY)
- …Under the direction of the Assistant Commissioner of Economic Opportunity and Regulatory Compliance, the Director of Economic Opportunity and Inclusion Programs ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- City National Bank (New York, NY)
- …Vendor Management onboarding, reviews, audits, and CNB issued remediation plans. + Reporting to Senior Managing Director Client Service/Operations. Lead Client ... ** DIRECTOR BUSINESS AFFAIRS** **WHAT IS THE OPPORTUNITY?** This...activities ensuring that legal issues, contracts, disputes, and complex regulatory and operational risk activities are conducted within the… more
- Research Foundation CUNY (New York, NY)
- …and Grants Officers on the campuses, RFCUNY oversees employment, accounting, audit , reporting , purchasing, and special responsibilities that include management ... Job Title: Director of Grants & Sponsored Programs PVN ID:...(GSP) Office of the CUNY School of Medicine and Reporting to the Associate Dean for Research, the GSP… more
- CUNY (Bronx, NY)
- Enrollment Registrar Director **POSITION DETAILS** The Division of Enrollment Management at Bronx Community College is dedicated to advancing the institution's goals ... attendance and grading systems, and daily operations of the Registrar's office. Reporting directly to the Vice President for Enrollment Management, the Registrar… more
- Bank of America (New York, NY)
- …data management policies and standards across GTS including for fit-for-purpose for Regulatory Reporting and other critical data uses; facilitating and providing ... Data Strategy and Governance Director New York, New York;Charlotte, North Carolina **Job...engagement of enterprise data initiatives and support of internal/external regulatory and audit exams and issues; and… more
- American Express (New York, NY)
- …The objective of the GCS Control Management Risk ID, Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within ... BU processes for GCS to ensure adherence to regulatory standards, Amex policy and enhance the BU's resilience...inherent and residual risk. GCS is looking for a Director of Control Management Risk Assessment to lead a… more
- American Express (New York, NY)
- …and ensure the company operates in a safe and sound manner within global regulatory expectations. The Information Security Risk Director is a leadership position ... within GRC's Cybersecurity, Technology, and Resiliency Risk Oversight (CTRRO) team. The Director will lead a team of colleagues who execute independent risk… more
- American Express (New York, NY)
- …report on Operational Risk within Finance processes to ensure adherence to regulatory standards, Amex policy and enhance Finance's resilience through managing a ... inherent and residual risk. Finance is looking for a Director of Risk ID, Assessment, and Testing to lead...further assessments and testing / QA programs to ensure regulatory and internal standards are met (eg, periodic PRSA… more