- Morgan Stanley (Purchase, NY)
- …and other Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Business Control Unit Risk Officer* **Location:** ... part of our culture. The Institutional Consulting Solutions (ICS) Business Control Unit (BCU) is...BCU engages in risk analysis of process, control or business model changes and active… more
- Morgan Stanley (Purchase, NY)
- …Financial Wellness, Marketing, and Reinvestment. *Position Summary* The Client Segment Risk (CSR) Business Control Unit (BCU) Team is a first line of ... responsibilities for the Employee Conduct Risk & Wealth Management Administration Business Control Unit - Assistant Vice President will be to provide CSR… more
- Morgan Stanley (Purchase, NY)
- …and various PMO groups and ensure that IT projects are appropriately assessed for risk ratings. Engage the Business Unit Information Security Officer (BUISO) ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Business Risk and Control Manager, VP* **Location:**… more
- Morgan Stanley (New York, NY)
- …The available position is an Associate or Vice President level position within the Business Control Unit , specifically within the Fixed Income Division and ... including Municipal Securities and Structured Products Group ("SPG"). The Business Control Unit within FID...risk through a comprehensive framework of policy setting, risk identification and control implementation in response… more
- Citigroup (New York, NY)
- The Business Risk and Control ...for the Finance Federated Chief Data Office (FCDO) Assessment Unit including identification of inherent risk and ... Frequency and Escalation path Satisfaction to Governance Committees (eg, Finance Business Risk and Control Committee, MRM & Senior Committees) +… more
- American Express (New York, NY)
- …Corporate Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups ... Join Team Amex and let's lead the way together. ** Business Unit /Role Specific Info:** American Express National...play a key supporting role across multiple teams within Control Management, gaining hands-on experience in governance, risk… more
- American Express (New York, NY)
- …PRSA reviews and update assessment criteria to align with regulatory updates) + Lead control monitoring (supplemental to Business Unit (BU) process owners ... better leaders every day. The objective of the USCS Control Management Risk ID & Assessment team...business processes, systems, and platforms, develop and recommend risk mitigation strategies to address these risks, and proactively… more
- American Express (New York, NY)
- …like they belong. Join Team Amex and let's lead the way together. ** Business Unit /Role Specific Info** Finance drives performance while upholding the company's ... evolution of control management (including our Finance Control Management team) will help standardize risk ...business processes and systems and assist in facilitating risk assessments and testing programs to ensure adherence to… more
- American Express (New York, NY)
- …heard and feels like they belong. Join Team Amex and let's lead the way together. ** Business Unit /Role Specific Info:** Here in Credit & Fraud Risk (CFR), ... Management will play a key supporting role across multiple teams within Control Management, gaining hands-on experience in governance, risk identification,… more
- American Express (New York, NY)
- …and feels like they belong. Join Team Amex and let's lead the way together. ** Business Unit /Role Specific Info** The American Express business has two core ... Management will play a key supporting role across multiple teams within Control Management, gaining hands-on experience in governance, risk identification,… more
- Adecco US, Inc. (New York, NY)
- **AVP, Quality Control Unit ** Are you ready to take the lead in risk management and quality control within the dynamic banking sector? Join our team as ... the **AVP of the Quality Control Unit ** , where you'll play a...operational, compliance, and more. + Prepare and analyze Key Risk Indicators (KRIs) and escalate critical issues. + Conduct… more
- M&T Bank (Bridgeport, CT)
- …and the timely completion of remediation plans. Manage the team responsible for risk and control functions in the business unit . Assist the Business ... + Drive the development, execution and reporting of the business unit 's risk -based testing program. Ensure control testing is performed in accordance… more
- M&T Bank (New York, NY)
- …with individuals employee assignments to those initiatives responsible for risk and control functions in the business unit . Serve as Subject Matter ... in the planning, execution and reporting of the business unit 's risk -based testing program. Perform control testing as an individual contributor… more
- Bank of America (New York, NY)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ensuring ... and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any… more
- Bank of America (New York, NY)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ensuring ... Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function...and Options flows focused primarily on AMRS. Working with business & control partners to build uniform… more
- City National Bank (New York, NY)
- *SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS*...to business and operational activities throughout the Business Unit . * Manage the team and ... WHAT IS THE OPPORTUNITY? The Senior Business Control Manager will report...monitoring of controls, processes, and procedures, that ensure the Business Unit complies with laws, regulations, regulatory… more
- Bank of America (New York, NY)
- …of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include leading a ... strategy and influence messaging to connect team contributions to business purpose, results, and success. + Risk ...and operational risk oversight for a Front-Line Unit , Control Function, and/or Third Parties. Key… more
- SMBC (New York, NY)
- …America, Inc. middle/back office Business Control Officer is a business -aligned change agent and risk management individual contributor. The BCO provides ... and control design, ensures effective assessment of risk across the transaction lifecycle, and supports Business... risk across the transaction lifecycle, and supports Business Unit interaction with 2nd LoD functions… more
- M&T Bank (Bridgeport, CT)
- …all first line risk programs, promoting an environment of risk awareness and risk ownership across the business unit while adhering to the Company's ... effective collaboration and partnership between the business unit and all Compliance and Risk Management...in the review and enhancement of internal controls, ensuring control testing is in place and results are in… more
- TD Bank (New York, NY)
- …guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management, ... ensure proper oversight and strategic assessment of the governance, control , and operational risk structure._ The Group...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more