- Mizuho Corporate Bank (New York, NY)
- Job description : Major Responsibilities: + Support direct team manager for all onboarding processes + Manage daily onboarding requests for all divisions of ... Mizuho + End to end onboarding coordination + Compose KYC packages and perform due...industry codes (for example SIC/Sector Codes) + Familiarity with Investment Advisor Public Disclosure and Edgar sites, along with… more
- JPMorgan Chase (Greenwich, CT)
- …activities that touch prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients ... customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors , you...and procedures + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- Neuberger Berman (New York, NY)
- …and more than 2,800 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define ... The Onboarding Team is responsible for managing the implementation...responsible for managing the implementation of new products, institutional client mandates, portfolio management teams, and strategic offerings. New… more
- Morgan Stanley (New York, NY)
- …* Experience focused on examining potential clients' source of wealth during the client onboarding process preferred * Willingness to obtain SIE , Series ... deliver the full firm to clients. DUTIES and RESPONSIBILITIES: CLIENT SUPPORT * Assists Financial Advisors /...investment performance monitors * Confirm authorization and authenticate client when processing requests * Onboard and maintain … more
- Neuberger Berman (New York, NY)
- …delivering on all client reporting requirements in accordance with established investment management agreements + Participate in the onboarding of new ... attribution analysis and summary statistics to assure accurate and timely production of investment analytics packages + Complete client reporting and client … more
- Morgan Stanley (Purchase, NY)
- …IIS is responsible for all client service execution processes including Client Onboarding & Maintenance, Investment Execution, Asset Aggregation, ... candidate will collaborate and partner closely with client coverage teams, investment officers, and financial advisors to deliver timely and accurate… more
- Morgan Stanley (Purchase, NY)
- …volume discussions. * Lead 10b5-1 Plan implementation discussions with Private Wealth Advisors , Issuers and Client (seller) to discuss Plan structuring ... Financial Advisors , Technology, Legal Department & Compliance and Strategic Client Management (the liaison between wealth management and MS's * Negotiate Rule… more
- TD Bank (New York, NY)
- …regulatory regimes. The Financial Advisors , Relationship Managers, and Investment Advisors who are part of the client -facing Distribution teams are both ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- Bank of America (Garden City, NY)
- …other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life ... team's client service model. **Role Responsibilities** + Identify and own the client onboarding process + Document client interactions and provide team… more
- Morgan Stanley (New York, NY)
- …life cycle that starts with the onboarding of accounts, managing all client activities and investment instructions, and finally managing investment ... asset management division of Morgan Stanley. We partner with advisors , institutions, and consultants to build portfolios focused on...the remaining days of the week. THE TEAM The Investment Services and Client Activities team at… more
- Bank of America (New York, NY)
- …Join us! **Job Description:** Acts as the senior product representative on a client team and is solely responsible for all product transactions with key clients. ... of product functions and can operate independently in handling transactions. Strong client relationship skills used to control and coordinate all aspects of a… more
- BlackRock (New York, NY)
- …preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and ... the voice of the investor, and we represent each client fairly and equally. Constant communication with a diverse...the world's capital markets. Our clients can access our investment solutions through a variety of product structures, including… more
- SMBC (New York, NY)
- …the front office as they build out their business with hedge funds and investment advisors . This role will closely partner with Front Office, Back Office, ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...etc.) manage trade lifecycle events, and assist in the client onboarding process (initiate credit application process… more
- Morgan Stanley (New York, NY)
- …Provide Risk support and coverage for 1st Line BCU in areas such as Client Onboarding , workflow/technology enhancements, and Asset Movement. . Assist in the ... a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. Morgan… more
- Morgan Stanley (Purchase, NY)
- …feedback. * Drafting and updating procedures and desktop guidance related to the client onboarding process. * Leading key projects and initiatives related to ... Bankers, Lending Advisors , and Branch Risk Officers, to ensure appropriate client on-boarding due diligence processes are enacted while providing a positive … more
- Morgan Stanley (Purchase, NY)
- …is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The ... and mid-sized institutional clients through a network of over 15,000 financial advisors located throughout the US. Department Profile: Professionals within Legal and… more
- Santander US (New York, NY)
- …and external counsel to achieve timely closing of transactions + Coordinate new client onboarding with Operations, CDF Portfolio Management Team and third party ... complex commercial accounts that meet the Company's community development investment and loan requirements and maximizes profitability while minimizing...vendors. + Collect new client onboarding documents. + Assist with outreach… more
- Robert Half (New York, NY)
- …companies. As an intern, you collaborate with the team to deliver client solutions for complex business problems these organizations face. Experience tells us ... our team, you will participate in Liftoff with Protiviti, our award-winning onboarding live-virtual experience with gamification embedded in the delivery. You will… more
- JPMorgan Chase (New York, NY)
- …includes strategizing and implementing goals-based planning, establishing a client onboarding & service model, providing investment solutions aligned to ... goals, and leveraging tools and technology to enhance client experience. The team supports leaders and advisors... client experience. The team supports leaders and advisors in the branch, field & HNW space, and… more
- BlackRock (New York, NY)
- …a start-up vibe but some big-time resources. Aladdin Wealth Tech provides financial advisors , and BlackRock's wealth advisory teams, with a suite of experiences that ... of Aladdin's analytics, technology, and data to give financial advisors the edge they need to build better portfolios...the firm. We operate as one cohesive unit spanning client , product, and engineering, and we pride ourselves on… more