- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a ... Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... job is responsible for executing second line of defense compliance and operational risk oversight...and risk -based focus of the second line's risk management activities. The C&OR Manager prepares… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided ... job is responsible for executing second line of defense compliance and operational risk oversight...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, consumer protection… more
- Bank of America (New York, NY)
- …matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing Shared ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements.… more
- Bank of America (New York, NY)
- Dodd Frank EAC Compliance and Operational Risk Executive New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...team contributions to business purpose, results, and success. + Risk Manager : Inspects and challenges risk… more
- Scotiabank (New York, NY)
- Manager , First Line Operational Risk & Resilience **Requisition ID:** 206469 **Salary Range:** 85,700.00 - 159,100.00 _Please note that the Salary Range ... the operational resilience program. This role falls within the Internal Control Operational Risk Pillar and will subsequently require the ability to connect… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Manager , you will get the opportunity to grow and contribute to our banking clients' business needs by providing in-depth ... ability handling compliance issues + Knowledge of consumer protection principles, compliance management systems, compliance risk management, and consumer… more
- Google (New York, NY)
- …or benefits. Learn more about benefits at Google. + Lead cloud security risk , operational resilience, and regulatory compliance audit engagements requested ... a focus on audit compliance or cloud compliance . + 5 years of experience with risk...with the right level of assurance in cases. Cyber-security, operational resilience, data privacy, and regulatory compliance … more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on ... more than eight years of applicable experience -Considerable knowledge of Risk / Compliance /Audit competencies -CPA, CIA, CISA, and/or CTPRP certifications… more
- Amazon (New York, NY)
- …and execution of a global 'Audit and Monitoring' strategy across Operations Risk & Compliance (ORC) enabling program standardization across Transportation ... Risk & Compliance , Food Safety, Global Trade Services, and Environmental Assurance... priorities. * Develop a working knowledge of the operational processes and controls in place that support all… more
- Amazon (New York, NY)
- …remotely and effectively review the work of other remote team members. About the team Transportation Risk and Compliance (TRC) is the voice of risk and ... A day in the life The Sr. Financial Review Manager will engage with carrier partners, internal stakeholders, partner...serve our customers. Basic Qualifications - 6+ years of compliance , audit or risk management experience -… more
- Morgan Stanley (Purchase, NY)
- …and escalation of the various risk frameworks (eg Issues/Action Plans, Operational Risk Incidents, Metrics, Reporting, Risk Assessments). The individual ... in execution of key initiatives and projects while ensure compliance with US Banks risk management policies...risk management practices in support of the Banks Operational Risk frameworks, including Risk … more
- Office of the Comptroller of the Currency (New York, NY)
- …to evaluate the effectiveness of their payments focused operational risk management practices/framework to ensure compliance with applicable banking laws ... Examiner/Bank Examiner (Large Banks Field Examiner) with emphasis in Operational Risk (Payments), you will participate in...part-time work schedule at the discretion of the hiring manager . This is an Excepted Service position under Schedule… more
- Citigroup (New York, NY)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure… more
- Citigroup (New York, NY)
- …partners. This includes ensuring execution of Citi policies and tools such as the Operational Risk Framework. Some of the components this includes are: * Oversee ... Establish best practices and continuously improve each rollout * Operational Risk Management Policy & Standards: ensure...trends/ concerns based on reviews of potential loss events, operational losses and Manager Control Assessments (MCA)… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , AML Financial Crime Risk ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more
- TD Bank (New York, NY)
- …Financial Crime Risk Management **Job Description:** **Job Description :** The Manager , AML Financial Crime Risk Oversight oversees the team and leads ... and enhancing their knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with Bank policy and… more