• Compliance Business Risk

    Citigroup (New York, NY)
    The Business Risk and Control ...requirements and support sound operational and compliance risk management. + Apply knowledge of the business ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
    Citigroup (12/20/24)
    - Save Job - Related Jobs - Block Source
  • Campus Graduate - 2025 Global Risk

    American Express (New York, NY)
    …lead the way together. ** Business Unit/Role Specific Info:** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the company's goals of… more
    American Express (11/09/24)
    - Save Job - Related Jobs - Block Source
  • Business Risk and Control Sr…

    Citigroup (New York, NY)
    The Business Risk and Control Sr...requirements and support sound operational and compliance risk management. + Apply knowledge of the business , ... process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
    Citigroup (12/15/24)
    - Save Job - Related Jobs - Block Source
  • Business Risk and Control

    Morgan Stanley (Purchase, NY)
    …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Business Risk and Control Manager, VP* **Location:** ... business units to ensure continued adherence to the risk and control framework and provideongoing ...and are operating effectively in preparation for all audits, compliance exams, and regulatory inquiries. * . * Risk more
    Morgan Stanley (11/15/24)
    - Save Job - Related Jobs - Block Source
  • Business Risk and Control Sr…

    Citigroup (New York, NY)
    …degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... + Keep the Business aware of the risk and control environment of the ...a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy.… more
    Citigroup (12/01/24)
    - Save Job - Related Jobs - Block Source
  • Business Risk and Control

    Citigroup (New York, NY)
    ** Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi Markets Operations is currently at a pivotal point in ... range of internal stakeholders including Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction...and products. **Job Purpose:** The ** Risk Analytics Business Risk and Control Group… more
    Citigroup (10/08/24)
    - Save Job - Related Jobs - Block Source
  • Business Control Unit Risk

    Morgan Stanley (Purchase, NY)
    …and other Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Business Control Unit Risk Officer* **Location:** *New ... BCU engages in risk analysis of process, control or business model changes and active...to, policies and procedure reviews, managing internal audit and compliance exams, incident and escalation reporting, lessons learned reviews,… more
    Morgan Stanley (11/07/24)
    - Save Job - Related Jobs - Block Source
  • Employee Conduct Risk & Wealth Management…

    Morgan Stanley (Purchase, NY)
    …Retirement Plans, Financial Wellness, Marketing, and Reinvestment. *Position Summary* The Client Segment Risk (CSR) Business Control Unit (BCU) Team is a ... Employee Conduct Risk & Wealth Management Administration Business Control Unit - Assistant Vice President...with second- and third-line control functions (Legal, Compliance , Audit, and Operational Risk Department) on… more
    Morgan Stanley (11/28/24)
    - Save Job - Related Jobs - Block Source
  • Business Risk and Control

    Citigroup (New York, NY)
    The Business Risk and Control ...for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy ... degree, Master's degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary… more
    Citigroup (12/13/24)
    - Save Job - Related Jobs - Block Source
  • Finance Risk and Control Technology…

    Citigroup (New York, NY)
    The Business Risk and Control Sr...is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control obligations ... Compliance and Quality controls. **Responsibilities** + Drive compliance with Citi Data Control Standard through...and Escalation path Satisfaction to Governance Committees (eg, Finance Business Risk and Control Committee,… more
    Citigroup (12/12/24)
    - Save Job - Related Jobs - Block Source
  • Director, Electronic Trading Risk

    NatWest Markets (Stamford, CT)
    …looking for someone with a technical and risk mindset to advise business leads to continually refine our control environment within electronic trading + ... Control and supporting the global Director of Algorithmic Risk Control , you will have full ownership...reviews of control design specifications + Perform control effectiveness assurance + Collaborate with business more
    NatWest Markets (11/14/24)
    - Save Job - Related Jobs - Block Source
  • Campus Graduate - 2025 American Express National…

    American Express (New York, NY)
    …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... (CA&C); Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES); and American… more
    American Express (11/19/24)
    - Save Job - Related Jobs - Block Source
  • VP, Compliance Product Officer - Global…

    Citigroup (New York, NY)
    Business Management, Operations, Technology, Finance, other Control Functions, and In- Business Risk to address compliance issues which may impact the ... Serves as a function/ business /product compliance risk officer...degree preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk more
    Citigroup (12/24/24)
    - Save Job - Related Jobs - Block Source
  • Compliance and Operational Risk

    Bank of America (New York, NY)
    …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...and Options flows focused primarily on AMRS. Working with business & control partners to build uniform… more
    Bank of America (12/19/24)
    - Save Job - Related Jobs - Block Source
  • Compliance Risk Sr Officer I…

    Citigroup (New York, NY)
    …+ Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews ... areas. + Additional duties as assigned. + Appropriately assess risk when business decisions are made, demonstrating...degree preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk more
    Citigroup (11/07/24)
    - Save Job - Related Jobs - Block Source
  • Compliance and Operational Risk

    Bank of America (New York, NY)
    …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function... business activities in line with BofA Global Compliance and Operational Risk Program. + Participate,… more
    Bank of America (12/05/24)
    - Save Job - Related Jobs - Block Source
  • Principal Risk Manager, Transportation…

    Amazon (New York, NY)
    …execute Amazon's transportation compliance audit strategy for the LATAM Last Mile business . You will collaborate with Risk and Compliance Managers and ... business leaders to proactively identify compliance regulatory business opportunities and propose innovative approaches and risk mitigation strategies… more
    Amazon (11/16/24)
    - Save Job - Related Jobs - Block Source
  • New York City Risk and Compliance

    Robert Half (New York, NY)
    …meaningful relationships across the firm and in the community. Risk and Compliance interns gain knowledge in core business processes relating to banking, ... and asset management. Consultants will work within internal control frameworks, risk frameworks and regulator, compliance methodologies. Throughout Risk more
    Robert Half (10/15/24)
    - Save Job - Related Jobs - Block Source
  • Compliance and Operational Risk

    Bank of America (New York, NY)
    …for leading and executing the second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... strategy and influence messaging to connect team contributions to business purpose, results, and success. + Risk ...second line of defense compliance and operational risk oversight for a Front-Line Unit, Control more
    Bank of America (12/07/24)
    - Save Job - Related Jobs - Block Source
  • Equities Compliance and Operational…

    Bank of America (New York, NY)
    …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...Experience as an advisor to a sales and trading business + ability to lead projects and drive change… more
    Bank of America (12/10/24)
    - Save Job - Related Jobs - Block Source