- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the JP Morgan Wealth Management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...controls and training + Conduct on-going challenge to business risk assessment, administer monitoring , maintain Compliance… more
- American Express (New York, NY)
- …Risk & Compliance Organization ("GRC") independently oversees the company's risk -taking and risk management activities, including the comprehensive ... We create and maintain the overall risk management framework while ensuring legal and regulatory compliance... monitoring and testing across processes, strengthening AXP's risk management practices, and monitoring … more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preparing and presenting regional and global reports related to compliance risk assessments, and monitoring ...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... promotion, support, monitoring and reporting on Citi's interactions with its regulators,...law, rule, or regulation and designing and delivering a risk management framework that maintains risk… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the JP Morgan Wealth Management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...to business risk and controls assessment, administer monitoring , maintain Compliance policies, provide marketing and… more
- American Express (New York, NY)
- …Risk & Compliance Organization ("GRC") independently oversee the company's risk -taking and risk management activities, including the comprehensive ... We create and maintain the overall risk management framework while ensuring legal and regulatory compliance...organizations. This role pertains to: + Credit and Model Risk Oversight, Transaction Monitoring & Risk… more
- Bank of America (New York, NY)
- …responsible for overseeing the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and ... or amended to address regulatory requirements + Oversees independent risk management reporting to Global Compliance...established governance and management routines + Oversees risk coverage plans, execution of monitoring , testing… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"),...existing Monitoring and Testing items for the Compliance and Operational Risk Program from a… more
- TD Bank (New York, NY)
- …self-assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ( monitoring , ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment… more
- Federal Reserve Bank (New York, NY)
- …primary responsibility for examinations, continuous monitoring , and evaluation of the compliance risk management and control frameworks of Institutions ... + Leading or participating in firm specific examinations that may include firms' compliance risk management practices, including compliance with… more
- Federal Reserve Bank (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... industry; auditor; or bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and controls in relation to… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- Bank of America (New York, NY)
- …of coverage **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- Amazon (New York, NY)
- …controls, monitoring , and reporting with the goal of improving operations, compliance policies, and risk management . * Communicate project issues ... global 'Audit and Monitoring ' strategy across Operations Risk & Compliance (ORC) enabling program standardization...to sr. leadership Basic Qualifications - 6+ years of compliance , audit or risk management … more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Meta (New York, NY)
- …security OR in a role associated with data protection, regulatory response, operational risk management , compliance , audit and implementation of control ... & exception management , and governance & reporting. **Required Skills:** Privacy Risk and Compliance Manager Responsibilities: 1. Provide guidance and second… more
- Amazon (New York, NY)
- …internal controls, monitoring , and reporting with the goal of improving operations, compliance policies, and risk management . - Seeking opportunities and ... safety, legal, finance, tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions. The Principal … more
- TD Bank (New York, NY)
- …should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge for rules ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $230,000 USD TD is committed to providing fair… more
- PSEG (Bethpage, NY)
- …development, implementation, and ongoing coordination of an enterprise-wide cyber security governance, risk & compliance management (GRC) program including ... is responsible for defining and aligning security policies, strategy, standards and controls, risk management , 3rd party risk , assessments, baseline security… more
- TIAA (New York, NY)
- …assist with the continuing development of compliance functions, using the Company's risk -based Compliance Risk Management methodology. + Understand ... steps) Areas of focus: finance, economics, data analytics, law, business, regulatory affairs, risk management and insurance. ** Compliance ** + Work on areas… more