- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... a plus **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... law, rule, or regulation and designing and delivering a risk management framework that maintains risk...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Amazon (New York, NY)
- …regulatory, etc) risk programs to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and ... Officer level / previously approved for risk management function(s) by a Central Bank...Risk Management . - Professional certification in Risk Management and/or Compliance . Amazon… more
- Citigroup (New York, NY)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Morgan Stanley (Melville, NY)
- …Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk Officer keeps the Senior Complex Risk Officer informed ... to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and... compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan… more
- Morgan Stanley (New York, NY)
- …Stanley Wealth Management policies, and other regulations. Additionally, the National Risk Officer keeps the Market and Region informed of significant ... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with...and other Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management * **Title:** *National Risk Officer *… more
- HUB International (Fairfield, CT)
- …will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to ... persons. The SVP will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk assessments and draft regulatory… more
- City of New York (New York, NY)
- …remediation measures. Collaborate on internally and externally driven audits with IT project management and cyber risk teams to ensure alignment of cybersecurity ... through the collaboration of: The Bureau of Technology Strategy & Project Management The Bureau of Network Technology & Telecommunication Services The Office of… more
- Bloomberg (New York, NY)
- …of Risk and Compliance Shared Services, the global Chief Compliance Officer , and the global Chief Risk Officer , and Bloomberg's business by: + ... and Compliance Shared Services team. As a Risk Assurance Officer on our Risk...to have:** + Minimum 7+ years of experience in Compliance , Legal, Audit and/or Risk Management… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...and striving to be best-in-class. As a Lead Credit Officer within the Risk Management … more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... best-in-class risk management function overseeing Arena's principal lines...of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business… more
- Morgan Stanley (New York, NY)
- …6-8 years of professional experience in financial services industry; preferably in risk management , finance, compliance , or audit. *Bachelor's degree ... risk department. *The VP US Banks First Line Risk Officer will be responsible for the...in finance, Accounting, Economics (Preferred) *Banking experience (Preferred) * Risk Management experience (Preferred) *Ability to work… more
- Citigroup (New York, NY)
- …approvals and monitoring the portfolio to identify credit migration in coordination with the Risk Management team. The overall objective of this role is to ... The Credit Portfolio Senior Officer / Securitization Risk is a...preferred Qualifications: + 10+ years of experience in credit risk management or equivalent training and experience… more
- Citigroup (New York, NY)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more
- Santander US (New York, NY)
- Associate, CIB Corporate Credit Risk Officer Country: United States of America The Associate - Credit Risk Officer , supports the 2LOD CIB Corporate ... risk , and present written executive summaries to the management of the Credit Department. + Supports the maintenance...unit to ensure consistent and complete credit applications in compliance with internal standards. + Portfolio Management :… more
- Citigroup (New York, NY)
- …mitigate risks. + Works closely with colleagues in the Business/Functions, other areas of Risk Management , Finance, IA and Compliance to ensure appropriate ... responsible for developing, implementing, and managing the Human Capital Risk Management Framework across Citi. Our core... Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional… more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned portfolio's ... credit quality, credit processes, risk concentrations and risk management ...assigned portfolios to identify asset quality deterioration or negative management control trends; and review compliance with… more
- Citigroup (New York, NY)
- …**Qualifications:** + 10+ years of experience in financial services, operational or enterprise risk management , compliance or other control function. + ... The Business Risk and Control Sr Officer I...**Education:** Bachelor's/University degree, Master's degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate/Commercial San Francisco, California;New York, New York **Job Description:** At Bank of America, we are guided by a common ... + Sets or supports the oversight of the ongoing management of risk parameters and guardrails for...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + Prioritization… more