- American Express (New York, NY)
- …lead and manage governance activities within the second line of defense for the Compliance Risk Management framework at American Express, a leading financial ... Vice President will work closely with senior management , business units, and other risk functions...Leadership: Develop and maintain a comprehensive governance framework for compliance risk management within the… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead for the Commodities team within ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...comfortable working with a wide range of stakeholders including senior management , and maintain credible relationships across… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team ... of Compliance transformation milestones + Supporting the day-to-day operations of Compliance risk management programs including Management Reporting,… more
- Citigroup (New York, NY)
- …as required._ **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** ... (UAT) experience in financial services or consulting; prior experience working in a compliance or risk -related function is desirable, but not required. To be… more
- Google (New York, NY)
- …Bachelor's degree or equivalent practical experience. + 4 years of experience in compliance , risk management , investigation, auditing, legal, or consulting. ... will be part of a team responsible for core risk management and compliance including...to mitigate them. + Communicate findings and progress to senior leadership with executive-ready updates and thoughtful facilitation, and… more
- MetLife (New York, NY)
- …The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management ... and internal controls. We are looking for a Senior Auditor who would be excited to join a...in model risk , operational risk , compliance risk , or legal management … more
- Federal Reserve Bank (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... other examination, analytical, and policy work in collaboration with senior supervisors and FRS management , legal staff,...bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and… more
- Google (New York, NY)
- …Bachelor's degree or equivalent practical experience. + 10 years of experience in compliance , risk management , investigation, auditing, legal, or consulting. ... will be part of a team responsible for core risk management and compliance including...execute on a consistent approach to identifying and assessing risk . + Communicate findings and progress to senior… more
- Citigroup (New York, NY)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Provide governance over Operational and Compliance Risk in accordance with established Policy requirements. + Manage… more
- Citigroup (New York, NY)
- …bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim to ensure that the ... to provide subject matter expertise in line with our operational and compliance risk management frameworks. A successful candidate will be a subject… more
- Deloitte (Stamford, CT)
- Financial Services Risk Management Senior Consultant Our practitioners have the opportunity to engage a diverse and challenging portfolio of projects which ... critical to the success of our clients. As a Senior Consultant, you will have opportunities to: + Learn...working experience related to product management , regulatory compliance , risk management or controls… more
- SMBC (New York, NY)
- …with senior management , regulators, and the business to advise on compliance risk management strategies and regulatory change implications. + Team ... advanced degree preferred. + Experience: Minimum of 15 years of experience in compliance , risk management , or a related field within the financial services… more
- Amazon (New York, NY)
- …internal controls, monitoring, and reporting with the goal of improving operations, compliance policies, and risk management . - Seeking opportunities ... operations and internal controls to a diverse set of risk areas. As a senior leader, you...tech, and human resource teams to implement world-class, customer-centric, compliance and risk management solutions.… more
- Amazon (New York, NY)
- …of the time. Basic Qualifications - Bachelor's degree or equivalent - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft ... and Operations group is seeking a motivated and experienced Senior Risk Manager. The ideal candidate will...implementation to performance evaluation and improvement. * Support document management and compliance . * Partner with stakeholders… more
- Scotiabank (New York, NY)
- …to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, and the Code of Conduct. + ... Senior Manager, US Liquidity Risk **Requisition...business activities, particularly related to liquidity and interest rate risk management , are in compliance … more
- Brookfield Properties (New York, NY)
- …and the ability to serve as a subject matter expert in vendor and compliance risk management . Role & Responsibilities: + Independently conduct thorough ... diligence, and ongoing oversight of third-party services to ensure compliance and security + Collaborate with third parties and...deliver regular reports and updates to senior management on the status of third-party risk … more
- Citigroup (New York, NY)
- …planned coverage of internal control functions (eg Internal or External Audit, Independent Compliance Risk Management testing, Global Risk Review ... Design, execute and report to issue owners and Client senior management on the effectiveness of control...of issues. **Qualifications:** + 10+ years relevant experience in risk , compliance , audit, or related control functions.… more
- SMBC (New York, NY)
- …(eg, CAMS, CRCM) are a plus. + Minimum of 15 years of experience in compliance , risk management , or conduct management within the financial ... and risk functions to enhance awareness of conduct trends, themes, and risk management practices, providing strategic advice and insights. + Oversee the… more
- American Express (New York, NY)
- …the Comptroller's Handbook. + Are able to integrate regulatory expectations into the enterprise risk management framework to ensure compliance with risk ... & Risk Oversight (ERM&RO) organization within Global Risk and Compliance (a Second Line of...risk programs to internal and external stakeholders, including Senior Management , Audit, the Boards of Directors,… more