- Citigroup (New York, NY)
- …a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- MTA (New York, NY)
- Agency Chief Ethics, Risk and Compliance Officer Job ID: 9376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... Nov 6, 2024 Description JOB TITLE: Agency Chief Ethics, Risk & Compliance Officer SALARY...Demonstrates the ability to work with all levels of management within the MTA. + Demonstrates the ability to… more
- Citigroup (New York, NY)
- …senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... policies and procedures. Specifically, the role is responsible for advising on compliance risk management activities for Citi's swap dealer entities with a… more
- Bank of America (New York, NY)
- …for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational ... Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer ...Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the… more
- Morgan Stanley (New York, NY)
- …are in place to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and implements procedures to manage ... and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan...Officer facilitates the training on Morgan Stanley Wealth Management compliance policies and procedures. * Assists… more
- Amazon (New York, NY)
- …regulatory, etc) risk programs to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and ... Officer level / previously approved for risk management function(s) by a Central Bank...Risk Management . - Professional certification in Risk Management and/or Compliance . Amazon… more
- Morgan Stanley (New York, NY)
- …Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk Officer keeps the Senior Complex Risk Officer informed ... to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and... compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan… more
- Citigroup (New York, NY)
- …Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Morgan Stanley (New York, NY)
- …Stanley Wealth Management policies, and other regulations. Additionally, the National Risk Officer keeps the Market and Region informed of significant ... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with...and other Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management * **Title:** *National Risk Officer *… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief ... Risk Officer of Raymond James Financial and is responsible for...James Financial and is responsible for comprehensive and strategic risk management responsibilities within Private Client and… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... best-in-class risk management function overseeing Arena's principal lines...of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business… more
- Citigroup (New York, NY)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more
- US Bank (New York, NY)
- …model review and validation activities, monitoring model quality and performance, ensuring compliance with risk management requirements and regulatory ... and discover what you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model … more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned portfolio's ... credit quality, credit processes, risk concentrations and risk management ...assigned portfolios to identify asset quality deterioration or negative management control trends; and review compliance with… more
- Morgan Stanley (Purchase, NY)
- …governments, financial institutions and individuals. The VP will report to the Senior Privacy Risk Officer of the US Banks and will be responsible for supporting ... first line of defense risk management program and activities related to... Risk * **Title:** *Vice President US Banks Privacy Risk Officer * **Location:** *New York-Purchase* **Requisition ID:**… more
- Morgan Stanley (Purchase, NY)
- …programs. **Job:** **Wealth Management * **Title:** *Business Control Unit Risk Officer * **Location:** *New York-Purchase* **Requisition ID:** *3261773* ... of existing and emerging risks and ultimately effect change in the business' risk management practices. *_Primary Responsibilities include but are not limited… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate/Commercial San Francisco, California;New York, New York **Job Description:** At Bank of America, we are guided by a common ... + Sets or supports the oversight of the ongoing management of risk parameters and guardrails for...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + Prioritization… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more