- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:**… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... governance framework. + Developing and establishing firm wide compliance risk management policies and...senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls +… more
- Grant Thornton LLP (New York, NY)
- …+ Proven technical ability handling compliance issues, CRCM certification preferred + Compliance risk management , audit, or risk management ... As a Regulatory Compliance and Operational Risk Senior...protection principles, compliance management systems, compliance risk management , consumer protection… more
- Grant Thornton LLP (New York, NY)
- As a Banking Compliance Risk Senior Associate, you will get the opportunity to grow and contribute to our banking clients' business needs by providing ... of consumer protection principles, compliance management systems, compliance risk management , and consumer protection laws in the banking industry… more
- Mizuho Corporate Bank (New York, NY)
- … risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance Monitoring ... skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties...size financial institutions required + Comfortable communicating directly with Senior Mgmt ., COOs, Executive Mgmt .,… more
- Federal Reserve System (New York, NY)
- …reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management practices and controls, including for ... other examination, analytical, and policy work in collaboration with senior supervisors and FRS management , legal staff,...bank examiner. + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead - Vice President on the Compliance ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...business partners + Ability to present with confidence to senior leaders + Experience with creating Board materials and… more
- Grant Thornton LLP (New York, NY)
- …knowledge of consumer protection principles, compliance management systems, compliance risk management , consumer protection laws (TILA, ECOA, RESPA, ... As a Regulatory Compliance and Operational Risk Senior...delegation, project scheduling, project financials, quality review and client management + Lead and support business development activities, such… more
- Citigroup (New York, NY)
- …as required._ **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** ... (UAT) experience in financial services or consulting; prior experience working in a compliance or risk -related function is desirable, but not required. To be… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead, you will be joining our Compliance ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...business. In this role, you will interact daily with senior -level business decision-makers and corporate functions in a fast-paced… more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...Group:** Compliance and Control **Job Family:** AML Compliance & Risk Mgmt **Time… more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the...+ ability to lead projects and drive change with senior business leaders The C&OR Manager proactively engages with… more
- Intuit (New York, NY)
- …plans. + Work with senior leaders to establish and improve integration of risk management process into strategic planning processes + Define risk metrics ... best practices and industry standards + Perform security and compliance risk assessments across the organization to...information to technology management teams and bring risk visibility to senior leaders on Intuit's… more
- Bank of America (New York, NY)
- …experience with a strong knowledge of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps ... VII). The person will be responsible for interfacing with senior regulators at the CFTC, the NFA, the SEC,...Global Compliance -- Enterprise Policy, the Operational Risk Management -- Enterprise Policy (collectively "the… more
- TD Bank (New York, NY)
- …+ CIA certification or other relevant certification + Audit Experience + Global Compliance experience + Risk Management experience **Who We Are:** ... details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing specialized in-depth audit expertise… more
- Bank of America (New York, NY)
- Compliance & Op Risk Manager - EQ/Futures New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... systems to surveillance alert generation. + Serve as technical liaison for GBAM Compliance and Operational Risk groups regionally on interactions with internal… more
- Amazon (New York, NY)
- …Last Mile Logistics and Claims Management functions * Partner with the senior Compliance Manager on policy enforcement, audit planning, and resolution of ... critical operational area. You will collaborate closely with the senior Compliance Manager to enforce policies, plan...a related field Basic Qualifications - 6+ years of compliance , audit or risk management … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...+ Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally… more
- Amazon (New York, NY)
- …as we work diligently to serve our customers. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of Microsoft ... business models, clearly and concisely communicate identified findings to senior leadership, and partner with cross-functional teams to design...of other remote team members. About the team Transportation Risk and Compliance (TRC) is the voice… more
- Amazon (New York, NY)
- …decision making thus optimizing strategic execution. Basic Qualifications - 6+ years of compliance , audit or risk management experience - Knowledge of ... Description The Transportation Risk & Compliance (TRC) Operations Execution...SME. About the team The mission of the TRC's risk management function is to provide proactive… more