- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related… more
- Morgan Stanley (New York, NY)
- …issues as related to risk and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan Stanley Wealth Management ... for a wide variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk Officer , the NRO has accountability… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- …action plans. + Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to the ... + Reviewing/tracking PAP renewals. Qualifications: + Significant experience in Operational Risk Management, Audit, Compliance , or other control function. +… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... Primary responsibilities include participating in senior business risk and control forums, monitoring compliance ... business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- Citigroup (New York, NY)
- …in your work, come join us. We'll enable growth and progress together. The Senior Vice President, Information Security Officer (Wealth - Digital and Partnership) ... and activities in alignment with Citi's data security policy. Information Security Officer (ISO) are subject matter experts for business, functions and technology… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief...reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance,… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... and material risk inventory process for the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work… more
- Citigroup (New York, NY)
- Job Description The Market Risk Senior Officer I...Review and approve risk framework for Market Risk for risk -taking units Monitor compliance ... management metrics and tools. She will have excellent communication skills to influence risk discussions, often with senior Traders and other control partners.… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer...as part of the governance process. + Participate in compliance risk assessments. Analyze new and amended ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- City of New York (New York, NY)
- …Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance & Risk Management (CRM), a new Office within HPD that the CCO will ... work with senior management to identify potential compliance and integrity risk areas and will...and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required...enhances, and validates the methods of measuring and analyzing risk , for all risk types including market,… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Dec 6, 2024 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II. - CRA US CRA We are looking for a ... senior CRA Compliance Officer /CRA Program...senior CRA Compliance Officer /CRA...development of processes and controls to manage CRA related compliance risk , including the establishment and execution… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General... Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting… more
- Bank of America (New York, NY)
- Sr Quantitative Finance Manager New York, New York;Jersey...of model validators and reports up to the Model Risk Officer . The MVL is accountable for ... testing, valuation, and regulatory capital purposes. The MVL is responsible for providing risk oversight, acting as a subject matter expert and the second line of… more
- Bloomberg (New York, NY)
- Senior Compliance Officer -...supports your ability to provide a consistent view across Compliance risk areas. - Ensure accuracy, reliability ... and monitor the status of regulatory risks, controls and compliance with policies to identify regulatory risk ...areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more