- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an...of effective operational risk management programs throughout the organization,… more
- City National Bank (New York, NY)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS...ORBO team(s) in the execution of ORM framework key risk activities, including monitoring compliance with ORM… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory ... applicable exchanges and regulatory bodies. + Adhere to the operational risk framework for your role ensuring...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... Amex and let's lead the way together. The Global Risk & Compliance Organization (GRC) is an...of effective operational risk management programs throughout the company,… more
- JPMorgan Chase (New York, NY)
- …+ Helping drive the firm's perspective on hedge fund and private credit operational risk issues and the effect of these on the underlying ... seeking a "hands on" analyst to complement our existing Operational Due Diligence team focused on hedge fund and...is expected to work collaboratively with the investment and risk management teams at JPMAAM, while at the same… more
- Morgan Stanley (New York, NY)
- …and lending products and services to serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk Officer will be responsible for the ... the design and effectiveness of controls to mitigate risks including regulatory and operational risk * Identify and measure the strength and weaknesses of… more
- City of New York (New York, NY)
- …measures for improvement where needed. The office of Risk Management and Compliance is recruiting for one (1) Executive Agency Counsel to function as ... This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was...Eric Adams to assist City agencies in assessing their operational , financial and compliance risks, eliminating and… more
- SMBC (New York, NY)
- …advisory function and is responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the Chief Compliance Officer ... of various committees such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The...operational efficiencies and automation of processes to reduce risk of manual processes. + Provides training to covered… more
- JPMorgan Chase (New York, NY)
- …or similar degree required. + Experience in risk management, control management, Compliance , Audit, and/or operational risk . + Proven ability to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- S&P Global (New York, NY)
- …+ Provides high-level administrative and operational support to Ratings Compliance & Risk senior leadership, including specific support for the ... support to the New York office of the Ratings Compliance & Risk department, reporting to the...Processing T&Es, + Managing busy schedules + Interacting with executive level staff. **Additional experience** + Excellent verbal and… more
- City of New York (New York, NY)
- …(MAP), is recruiting for one (1) Administrative Manager NM-III, to function as the Executive Director, of the Office of Mail Renewal, Managed Care Program (MCP), and ... Third-Party Health Insurance, who will: Under the executive direction of the MAP Assistant Deputy Commissioner (ADC)...broker for the managed care program) to ensure the operational integrity of MAP's managed care program. The Third-Party… more
- Citigroup (New York, NY)
- The CSIS Executive Protection Security Officer is a senior level role responsible for the support of Citi Executive Protection. The overall objective is to ... provide high level Executive Protection and ensure the overall safety of Citi...confidentiality of business and personal matters + Manage day-to-day operational activities within span of control, to include protective… more
- SMBC (New York, NY)
- …environment, and supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees ... Summary** The Head of Functions Control Officer is a leader, change agent, and risk management expert. The role provides the Functional areas with expert guidance on… more
- Sunrise Senior Living (Yonkers, NY)
- …me, that's a big breath of fresh air."_** **_- Sunrise Leader_** The Executive Director is responsible for overall leadership, management, and success of their ... recognition, communication, family services, resident well-being, quality assurance, and regulatory compliance . Additionally, a key component of this position is the… more
- Morgan Stanley (Purchase, NY)
- …needs is an important part of our culture. *DEPARTMENT PROFILE:* Executive Financial Services ("EFS") supports transactions involving restricted or control stock, ... Advisors ("FAs"), branch management and issuer counsel/corporate clients on SEC rules and operational considerations. Our 10b5-1 team is #1 in our industry and seeks… more
- TD Bank (New York, NY)
- …manages risks, and ensures the prompt and thorough resolution of escalated non-standard, high- risk issues + Works closely with executive management team to ... effectiveness + Provides mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with Bank Code of… more
- TD Bank (New York, NY)
- …Resolution Planning in a GSIB. Knowledge of second line work, more specifically operational risk , is desirable but not required. Experience working with ... ensures escalation of key risks to appropriate areas and/or executive review with business executive findings and...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Officer within Operational Risk Management ("ORM") provides a ... ensures escalation of key risks to appropriate areas and/or executive review with business executive findings and...+ Establishes and provides on-going analysis and reporting on operational risk and/or other major risk… more
- Citigroup (New York, NY)
- …the business on compliance with regulatory changes. + Coordination with Independent Compliance Risk Management (ICRM), Operational Risk Management ... execution of Citi policies and tools such as the Operational Risk Framework. Some of the components...in the Financial Services Industry. + 5+ years of Risk & Controls or Compliance experience. +… more
- American Express (New York, NY)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... Amex and let's lead the way together. The Global Risk & Compliance Organization is an independent...of effective operational risk management programs throughout the company,… more