- Citigroup (New York, NY)
- …Segments (ie, client-facing) businesses. This position reports to the Wealth Client Segments Control Testing Lead , within the USPB-Wealth-Common Control ... of controls monitoring/ testing . The Wealth Client Segments Control Testing Leader is a...with partners and stakeholders to drive control testing 's success in support of the business 's… more
- American Express (New York, NY)
- …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... **Description** **You Lead the Way. We've Got Your Back.** With...Headquarters (AENB HQ). The objective of the Corporate Functions Control Management Risk ID, Assessment, and Testing … more
- Bank of America (New York, NY)
- Sr Business Control Specialist-Global Market Operations Risk Lead -Asset Servicing Jacksonville, Florida;New York, New York; Chicago, Illinois **Job ... discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF)....testing controls and implementing quality assurance and quality control processes within the LOB or ECF by evaluating… more
- Citigroup (New York, NY)
- …required** + 15+ years of relevant work experience in Financial Services in Business Risk, Operational Risk, Control Testing Compliance, and/or governance ... - Client Organization - Risk & Controls - MCA Control Design Lead ** This role reports into...degree required **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- TD Bank (New York, NY)
- …**Line of Business :** EPOCH LLC **Job Description:** The Governance & Control Specialist, EPOCH manages a portfolio of governance and control activities ... and implements policies/processes and/or initiatives to meet governance and control guidelines. Acts as a technical lead ...array of processes + Acts as liaison to internal business and control partners to achieve common… more
- SMBC (New York, NY)
- …The BCO will assist the CM BCO lead on execution of the Business Control framework. **Scope** The SMBC Nikko Securities Inc., Capital Markets (CM) ... & controls. **Primary Responsibilities** + Assist the CM BCO lead on assessment of process and controls effectiveness across...Central Control testing teams on testing requirements. Liase with business on providing… more
- Morgan Stanley (Purchase, NY)
- …owners in the business to continue to enhance the risk and control self-assessment to ensure that risks and controls are documented around current supervisory ... in coordination with internal/external auditors, compliance and central RCSA testing teams to ensure that the business ...* . Audit and RCSA experience preferred * . Business Process and Operational control environment experience… more
- American Express (New York, NY)
- …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... **Description** **You Lead the Way. We've Got Your Back.** With...Bank Headquarters (AENB HQ). The objective of the AENB Control Management Risk ID, Assessment, Testing and… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing, and reporting control issues… more
- M&T Bank (Bridgeport, CT)
- …in the planning, execution and reporting of the business unit's risk-based testing program. Perform control testing as an individual contributor and ... employee assignments to those initiatives responsible for risk and control functions in the business unit. Serve...ensure control testing is performed for the team's risk initiatives in… more
- American Express (New York, NY)
- …update assessment criteria to align with regulatory updates) + Lead control monitoring (supplemental to BU process owners testing ) and proactively ... business financing. The objective of the GCS Control Management Risk ID, Assessment, Testing and...residual risk. GCS is looking for a Director of Control Management - Risk Assessment to lead … more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... monitoring of control breaches and dissemination and learnings across other business units for process improvement to limit the occurrence of similar future… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The Head of Risk Assessment, Monitoring and Testing , and Regulatory Change Management is a crucial role within the Compliance ... with leading three key functions: Compliance Risk Assessment, Monitoring and Testing , and Regulatory Change Management. Additionally, the position oversees the Risk… more
- Citigroup (New York, NY)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments businesses. ... This position reports to the Wealth Client Segments Control Testing Head within the Control...and drives accountability with partners and stakeholders to drive testing 's success in support of the business 's… more
- NatWest Markets (Stamford, CT)
- …as necessary to ensure the proper operations of the department and the business ._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US ... second lines ofdefense. The candidate will workto design an effective Compliance Assurance testing program and will be responsible to lead the program monitoring… more
- Scotiabank (New York, NY)
- …across industries! We work together to drive ambition for every future! **Purpose** Lead , execute, and manage Internal Control , COO, and Operations audits to ... knowledge. + Lead and assist in design and operating effectiveness testing to verify adequacy of controls for managing operations risks in trading supervision… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Group Manager - Technology and Data lead manages multiple teams through other managers. Excellent communication skills are ... within a country/site location, job family, or line of business . The Technology and Data lead role...business , products or services to identify and implement control points and processes throughout the business … more
- American Express (New York, NY)
- …and we need courageous, quick thinkers who can shape the strategic decisions that lead our business forward. Whether it's negotiating with some of our largest ... roles will involve extensive collaboration with multiple partners across numerous business units, functional areas, and geographies._** ** Control Management… more
- American Express (New York, NY)
- …Function Control Management Team** within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... Management team at American Express National Bank (AENB).** You Lead the Way. We've Got Your Back. With the...compliance with enterprise Operational Risk Management programs and reporting. ** Control Management Risk ID, Assessment & Testing … more
- Morgan Stanley (New York, NY)
- …involves leading the central coordination team for risk identification process that works with business units and control groups across the Firm and LEs. This ... Firm Risk Management Firm Risk Management (FRM) supports Morgan Stanley to achieve its business goals by partnering with business units across the Firm to… more