- TD Bank (New York, NY)
- …they should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge ... more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...oversee Oversight Program over first line and second line Monitoring and Testing Activities + Conduct Quality… more
- City of New York (New York, NY)
- … of the Medical Division, DSNY seeks to recruit an experienced candidate to serve as Director of Drug and Alcohol Testing (DAT) for the entire agency. This role ... annually for employees of multiple city agencies and manages vendor contracts for additional testing as needed. The DAT Director supervises an internal team and… more
- Citigroup (New York, NY)
- The Testing and Monitoring Director will support the Head of RRP Non-Financial Capabilities, Controls, and Testing in defining and maintaining the ... testing framework, guidance, and test plan for capability testing and monitoring . They will develop standardized testing templates and collaborate with… more
- Morgan Stanley (New York, NY)
- …The team willconduct comprehensive systems impact assessments, end to end testing / monitoring , and issue identification, prioritizing root cause resolutions to ... **Title:** *Financial Crimes Program Design: Architecture Implementation & Independent Testing - Executive Director * **Location:** *New York-New York*… more
- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing . + Identifies enhancements to business ... Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the... compliance program. Coordinates and performs risk assessment, monitoring , testing and surveillance activities to ensure… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance ...solution oriented mindset + Experience with other Financial Crimes Compliance areas including internal testing , tracking, and… more
- Ankura (New York, NY)
- …development and lead generation. + Conduct independent regulatory program reviews and Testing ; + Drafting BSA/AML compliance programs and developing training for ... including risk assessments, KYC, policies, procedures, internal controls, and transaction monitoring and watchlist systems; + Draft written compliance programs… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's policies ... Markets Equities and Equity Derivatives businesses; (2) taking reasonable steps to ensure compliance with all SEC, FINRA, and all other relevant SRO (eg Cboe)… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external… more
- RELX INC (New York, NY)
- …sanctions policies and identifying programmatic enhancements. + Testing and Monitoring : Design processes to test and monitor compliance with sanctions ... management, and regulatory requirements. + Managing Investigations Quality: Coordinate with compliance testing to ensure consistent incident management. +… more
- Citigroup (New York, NY)
- …covering risk identification, measurement (including risk appetite and stress testing ), monitoring , reporting (including data management), escalation workflows ... **Key Responsibilities:** * Manage program strategy and planning within the Risk Monitoring and Reporting program including defining the strategy and approach to… more
- Sunrise Senior Living (Huntington Station, NY)
- …NAME** Sunrise of Huntington **Job ID** 2024-210380 **JOB OVERVIEW** The **Resident Care Director (RCD)/ Director of Nursing/Nursing Director ** serves as the ... for oversight and implementation of all Care programs, regulatory compliance , recruiting, and performance management. **RESPONSIBILITIES & QUALIFICATIONS** **Responsibilities:**… more
- City of New York (New York, NY)
- …deliver maximum environmental benefits at the least cost to society. The BWT Director of Engineering will manage three divisions: 1. The Division of Engineering ... functionality for proper and consistent operations of BWT facilities to support compliance with all Federal and State mandates applicable to wastewater discharges to… more
- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 12 **Job Title: Full-Stack Engineering Associate Director (Ratings GenAI Team)** The Data Science COE at S&P Global is ... , GenAI, LLM products. + API development, integration and Testing : Lead the development and integration of scalable APIs...the development and integration of scalable APIs . + Monitoring and Optimization: Create and maintain robust monitoring… more
- MTA (New York, NY)
- …practices. + Lead the Network-Security team in the design, deployment, maintenance and monitoring of all networks in compliance with the MTA policies. Required ... Assistant Deputy Director - Control Systems Network Security Job ID:...responsibilities include ensuring that the Control Systems are in compliance with the industry's best practices regarding cyber security… more
- Blackstone Consulting (New York, NY)
- …Fire Safety Director Certification (F89/T89) and ability to take on-site testing and certification. + Must have some experience with fire panel operation, ... Description/Job Summary Fire Life Safety Director Description/Job Summary Primary duties will include but...include but not limited to planning, developing, implementing, and monitoring a fire safety plan that addresses specific fire… more
- KPMG (Stamford, CT)
- …of models into production systems; establish and maintain processes for monitoring and evaluating model performance, accuracy, and compliance throughout ... **Business Title:** Director , Engineering - Innovation **Requisition Number:** 115202 -...requirements; define and implement processes for efficient model development, testing , validation, and deployment, ensuring scalability and reliability +… more
- MTA (New York, NY)
- … Director - Planner & Resource Allocation reports to the Assistant Deputy Director - Track Coordination and supports the compliance and continuous quality ... Assistant Director - Planning & Resource Allocation Job ID:...( MofW ) departments. Responsibilities: + Lead the implementation, monitoring , and continuous improvement of operations within the Engineering… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking an Audit Director within our Enterprise Technology Audit Group (ETAG). ETAG is responsible for providing independent ... testing and audit coverage of information technology and security...information officer coverage of business line applications. The Audit Director will collaborate across the ETAG team and other… more