• Equities Compliance

    Bank of America (New York, NY)
    Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... job is responsible for executing second line of defense compliance and operational risk oversight...rules, and regulations applicable to equities and equity derivatives + Understanding of compliance program… more
    Bank of America (12/10/24)
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  • Compliance and Operational

    Bank of America (New York, NY)
    Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... Join us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit,… more
    Bank of America (12/19/24)
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  • Compliance and Operational

    Bank of America (New York, NY)
    Compliance and Operational Risk ...changes applicable to area(s) of coverage + Leads the equities trade surveillance team to ensure timely and accuracy ... us! **Job Description:** This job is responsible for executing second line of defense compliance trade surveillance and operational risk oversight for a… more
    Bank of America (10/31/24)
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  • Compliance - Technology Operational

    JPMorgan Chase (New York, NY)
    …corresponding risks and controls. + Knowledge of second line risk management ( operational risk and compliance ) practices + Ability to seamlessly ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...quo and striving to be best-in-class. As a Technology Operational Risk Management Lead, you will be… more
    JPMorgan Chase (12/12/24)
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  • Audit Director - Enterprise and Operational

    American Express (New York, NY)
    risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... and key internal capabilities and technologies. **About the Role:** The Director, Enterprise Risk Management (ERM) and Operational Risk Management (ORM) -… more
    American Express (12/11/24)
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  • Compliance Risk Management Lead…

    JPMorgan Chase (New York, NY)
    …As a Compliance Risk Management Lead for the Commodities team within Compliance , Conduct and Operational Risk (CCCOR), you will be covering the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
    JPMorgan Chase (10/11/24)
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  • Employee Conduct Risk & Wealth Management…

    Morgan Stanley (Purchase, NY)
    …employees across the organization. Partner with second- and third-line control functions (Legal, Compliance , Audit, and Operational Risk Department) on an ... and on target o Engage business partners to understand operational risk incidents and remediate as necessary...years' experience supporting corporate business processes/programs . Experience with risk or compliance a plus * *… more
    Morgan Stanley (11/28/24)
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  • Tech Risk Engagement Lead - Regulatory Exam…

    JPMorgan Chase (New York, NY)
    …With respect to technology matters, establish and develop effective relationships with Compliance , Conduct and Operational Risk (CCOR); Internal Audit; ... opportunity to influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk management. Your… more
    JPMorgan Chase (10/03/24)
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  • Compliance - United States - ReEntry…

    JPMorgan Chase (New York, NY)
    …page for further information regarding the Program. ** Compliance at JPMorganChase** The Compliance , Conduct and Operational Risk (CCOR) team works across ... of business. Our team provides oversight of the firm's compliance , conduct and operational risk ...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
    JPMorgan Chase (11/20/24)
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  • Director, Electronic Execution Services Sales,…

    Scotiabank (New York, NY)
    …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AMUATF/sanctions and conduct risk . + Champions ... Director, Electronic Execution Services Sales, Global Equities **Requisition ID:** 209208 **Salary Range:** 300,000.00 -...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
    Scotiabank (12/17/24)
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  • US Equities and Trading Control Manager…

    JPMorgan Chase (New York, NY)
    …in financial services industry with background in controls, audit, quality assurance, operational risk management, or compliance ; or equivalent subject ... timely remediation of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and… more
    JPMorgan Chase (11/02/24)
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  • Privacy Risk and Compliance Manager

    Meta (New York, NY)
    …integrity, security OR in a role associated with data protection, regulatory response, operational risk management, compliance , audit and implementation of ... We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across...CRCM) **Public Compensation:** $143,000/year to $200,000/year + bonus + equity + benefits **Industry:** Internet **Equal Opportunity:** Meta is… more
    Meta (12/05/24)
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  • Compliance - Regulatory Strategy…

    JPMorgan Chase (New York, NY)
    …or similar degree required. + Experience in risk management, control management, Compliance , Audit, and/or operational risk . + Proven ability to ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...compensation, paid in the form of cash and/or forfeitable equity , awarded in recognition of individual achievements and contributions.… more
    JPMorgan Chase (11/16/24)
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  • AD IT - Functional Control Officer (Vice…

    SMBC (White Plains, NY)
    …Mitsui Banking Corporation (SMBC). The IT FCO will be responsible for managing compliance and operational risk associated with key Information Technology ... members as they work towards control officer responsibilities as part of the Operational Risk Management Framework. **Role Objectives** * Strong understanding of… more
    SMBC (11/13/24)
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  • Privacy Risk Manager

    Meta (New York, NY)
    …integrity, security OR in a role associated with data protection, regulatory response, operational risk management, compliance , audit and implementation of ... trust & safety professional who can translate work across risk and compliance teams seamlessly and act...prioritize work based on urgency and complexity while building operational cadences across technical and operational teams… more
    Meta (11/15/24)
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  • Risk Analysis Sr. Manager

    Bank of America (New York, NY)
    …for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model, and reputational risk matters to ... Risk Analysis Sr. Manager Charlotte, North Carolina;New York,...in one or more of these asset classes - ** Equities , FX, Commodities, Interest Rates, Credits** . Bachelors or… more
    Bank of America (10/30/24)
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  • Senior Manager, IT Risk

    Scotiabank (New York, NY)
    …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk more
    Scotiabank (12/09/24)
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  • Director, Financial Institutions…

    Scotiabank (New York, NY)
    …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Director, Financial Institutions - Securitizations, Global Risk Management **Requisition ID:** 212500 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the… more
    Scotiabank (12/09/24)
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  • Director - Control Management

    American Express (New York, NY)
    …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... the Global Services Group (GSG) Control Management Governance team is to establish the Operational Risk and Controls strategy for GSG, set up a foundational… more
    American Express (12/14/24)
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  • Audit Director - Privacy

    American Express (New York, NY)
    risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... or equivalent experience in accounting or finance related field; + Background in Compliance + Experience and understanding of Privacy risk - in particular,… more
    American Express (12/24/24)
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