- MUFG (New York, NY)
- …due diligence process by engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, ... Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end… more
- MUFG (New York, NY)
- …be responsible for: Maintaining and servicing existing portfolio as Marketing Officer ("MO"). Supporting corporate banking business operations and initiating ... internal parties and face customers to conduct daily corporate banking operations, including the boarding of loan and deposit...team. + Assist with duties or inquiries related to compliance matters. Ensure adherence to all bank policies and… more
- M&T Bank (Bridgeport, CT)
- …the first line of defense risk management responsibilities within Community Banking in accordance with the Enterprise Risk Framework. This includes overseeing ... KRI reporting. + Ensure effective and efficient management and reporting of compliance issues and remediation plans. Develop and oversee processes for identifying… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Banking and Wealth Management lines of business. US Compliance supports these lines of business by being proactive...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... relative to lending, deposit, and loan servicing regulations. + Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
- US Bank (New York, NY)
- …Description** US Bank has a great opportunity for an experienced Credit Approval Officer to support our Business Banking organization. This individual will be ... Officer will approve loans in excess of Business Banking Credit Services authority with a focus on larger...Healthcare credit requests and portfolios. - Expert knowledge of Risk/ Compliance /Audit competencies. - Ability to manage job scope and… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Credit Sr. Officer Dallas, Texas;New York, New York; San Francisco,...clients. Key responsibilities include monitoring changes in credit profiles, compliance with credit agreements as well as structuring and… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position within Credit Risk Management with responsibility for credit approval ... activities focusing on the following portfolios: Government Banking , Depository Financial Institutions (DFI) and Education Non-Profit (ENP). The Senior Credit… more
- Bank of America (New York, NY)
- …recommending changes as warranted **Required Qualifications:** + 7+ years experience in commercial banking related role for Leasing Credit Sr Officer , 5+ years ... experience in commercial banking related role for Leasing Credit Officer II + Must have proficientcredit and risk analysis skills + Must have strong… more
- Bank of America (New York, NY)
- …and recommending changes as warranted **Required Qualifications:** + 7+ yrs experience in commercial banking related role for Leasing Credit Sr Officer , 5 + yrs ... view the "EEO is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County Fair … more
- MUFG (New York, NY)
- …diligence process by engaging and closely collaborating with Corporate Banking /Financial Institutions/Investment Banking clients, Relationship Managers, Product ... Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end… more
- Citigroup (New York, NY)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking , securities brokerage, and… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Credit Risk Officer - Corporate / Commercial New York, New...industry expertise + Work closely with Risk and Global Banking and Markets, particularly colleagues in Corporate Banking… more
- MUFG (New York, NY)
- …management role or equivalent or related field + Familiarity with US regulatory, compliance , and governance with a focus on banking and financial institution ... more details. In this role you will focus on internal and external compliance requirements, activities, and deliverables to ensure that Operations & Technology meets… more
- Bank of America (New York, NY)
- …is the Law" Supplement, CLICK HERE (https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the LA County ... Credit Risk Officer -Corp/Comm-Leveraged Finance US Charlotte, North Carolina;New York, New...+ 5 + yrs of Corporate Credit and/or Investment Banking /Capital Markets Experience + Advanced financial analysis of public,… more
- Capital One (New York, NY)
- …Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered ... The Compliance Advisor Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and advise the CBD LOBs on the need… more
- KPMG (New York, NY)
- …consumer compliance and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor, consultant, or regulatory ... state banking agency; professional designations, such as Certified Regulatory Compliance Manager (CRCM) or commissioned examiner is preferred + Bachelor's degree… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** **Preferred Qualifications:** This Compliance Officer is a key member of the TDS US ... $160,000 - $187,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. The...working with regional testing teams across the globe. This Compliance Officer will also support other aspects… more
- Wells Fargo (Shrub Oak, NY)
- …internal partners and within the community + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and ... Network as part of the Consumer, Small and Business Banking division. You will be a trailblazer in this...a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008… more
- City National Bank (New York, NY)
- …of first mortgage and concurrent second loan products to existing and potential banking diverse segment clients. Community Loan Officer duties include outside ... + Knowledge of mortgage credit policies and current industry compliance standards + Must meet and comply with all...from the NMLS. + Promote the Bank's CRA efforts, fair and responsible banking goals, and the… more