- Wells Fargo (New York, NY)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... team this role involves development, testing, and support of front -office analytics and risk management capabilities within... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function ("FLU/CF") performance and any related… more
- Bank of America (New York, NY)
- …of defense compliance trade surveillance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key ... Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Bank of America (New York, NY)
- … line of defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ... Compliance and Operational Risk Manager- Electronic Trading New York, New York...timely manner. **Responsibilities:** + Assesses risks and effectiveness of Front Line Unit (FLU) processes… more
- Bank of America (New York, NY)
- …in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance and any ... Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York;...and mitigating risks in a timely manner, engaging with Front Line Units and Control Functions (FLU/CF)… more
- Bank of America (New York, NY)
- …& Controls New York, New York **Job Description:** The candidate will join Global Markets Front - Line Unit Quality Assurance (QA) Testing team to execute & ... his / her workload. Must build strong relationships with Line of Business Partners and understand key business processes...to lead and influence with key control partners including Front Office, Risk , Compliance, Business Controls, Legal… more
- American Express (New York, NY)
- …Entities in fulfilling their control and compliance obligations. Our team provides operational risk expertise to Front - Line and Control Management teams ... ensure comprehensive identification and robust management of operational and regulatory risk /changes across the business, having ownership of key processes and… more
- Morgan Stanley (Purchase, NY)
- …Business Risk Management team is responsible for implementing the first line product risk and control framework supporting several businesses - Traditional ... determine firm, advisor and/or client impact. Conduct a mini front -to-back analysis of incidents to determine if an enhancement...and ensure that IT projects are appropriately assessed for risk ratings. Engage the Business Unit Information… more
- Palo Alto Networks (New York, NY)
- …security operations, utilizing cutting-edge techniques in technically challenging environments + Provide front - line support to the sales team by meeting with ... security consultants focused on assessing and challenging the security posture of Unit 42's clients across a wide array of industries, geographies, and… more
- City National Bank (New York, NY)
- …the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals (FX, Interest ... do * Advocating for a strong capital markets first line risk program, with a focus on...ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel *… more
- Wells Fargo (New York, NY)
- …Provide support in the interpretation of policy, guidelines, and governance programs as front - line liaison to Independent Risk Management area + Collaborate ... purpose is to assess the design and performance of front - line controls for Commercial Banking - Chief... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- Wells Fargo (New York, NY)
- …the Head of ACT, Information & Cyber Security (ICS), Technology Controls, Governance, and front line to define and drive control enablement for Cloud platforms. ... Information & Cyber Security (ICS), Technology Controls, Governance, and front line to drive consensus on controls,... identification and escalation, as well as making sound risk decisions commensurate with the business unit 's… more
- TD Bank (New York, NY)
- …partners with the front office and other groups globally to mitigate risk and deliver world class service to our global client base. They provide operational ... York, New York, United States of America **Hours:** 40 ** Line of Business:** TD Securities **Pay Detail:** $125,000 -...and simpler + Instill a mindset of critical thinking, risk management and understanding the needs of TDS's clients… more
- Wells Fargo (New York, NY)
- …monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite ... of Object-Oriented programming and demonstrated skills in Java and front -end technologies. Wells Fargo Wealth Investment Management Technology (WIMT's) mission… more
- Wells Fargo (New York, NY)
- …virtual teams + Support Wells Fargo Advisors (WFA) Leaders in ensuring effective front line risk identification, measurement, monitoring, controls, and ... risk identification and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and… more
- American Express (New York, NY)
- …impact in this role?** + Security Incident Response/Threat Intelligence + Act as the front line of defense at American Express protecting the brand, employees, ... Team Amex and let's lead the way together. **Business** ** Unit /Role Specific Info** American Express is on a mission...in this vision is the work of the Technology Risk & Information Security organization, empowering the company to… more
- CIBC (New York, NY)
- …learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **Business Unit Description** The US Capital Markets Business Management group ... work effort + Takes ownership of CIBC's Change Initiative Risk Assessment "CIRA" process: + Manages and drives product/strategy...+ Governance and Controls + Acts as the first line of defense for business + Engages with Enterprise… more
- Bank of America (New York, NY)
- …tools to support the linear rates derivatives. + Develop swaps, e-trading, and intraday risk platforms. + Develop and support of intraday risk system. + ... models into Firm systems. + Provide tactical support of risk and pricing activities on the rates trading desks....at the Firm. + Work with trading and other front office staff as well as technology department to… more
- Bank of America (New York, NY)
- …(GCIB) and Global Markets (GM)lines of business. **The Function** The Client Outreach team are the front line unit who work with clients as part of meeting ... collection, with support from Operations and Global Financial Crimes Risk teams. The team identifies and develops client connections,...KYC Client Outreach Specialist (COS) teams serve as the Front Line Unit engaging with… more
- SMBC (New York, NY)
- …approvals. The position is on the trading floor involving direct contact with front office staff, second line credit officers, other support functions and ... clients as part of the SMBC Global Markets business unit . The Credit Intake Manager will be part of...the Chief Operating Office of the SMBC Global Markets front office. The team manages processes supporting expansion of… more