- Bank of America (New York, NY)
- Audit Supervisor - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... technical expertise, and supporting team members with development. This role is for the Global Corporate and Investment Banking audit team. We cover audits for… more
- Bank of America (New York, NY)
- Audit Manager - Global Corporate and Investment Banking New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues...and mentoring team members. This role is for the Global Corporate and Investment Banking audit team.… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets ... Manager, First Line Testing , US Internal Control **Requisition ID:**...and investment flows across the Americas and the world. Global Banking & Markets provides a full… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets ... Manager, US Internal Control and Global Wholesale Operations -...and investment flows across the Americas and the world. Global Banking & Markets provides a full… more
- American Express (New York, NY)
- …in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, ... technology of #TeamAmex. The Financial Insights and Tools group within Digital Banking is responsible for software that enhance the American Express customer… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets ... global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a full range of investment banking ,… more
- Scotiabank (New York, NY)
- …purpose driven winning team, committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global Banking and Markets ... and investment flows across the Americas and the world. Global Banking & Markets provides a full..., ECM and/or DCM front office, Compliance or direct control function environment. + Strong knowledge of banking… more
- Scotiabank (New York, NY)
- …ambition for every future! **Purpose** Product Control (PC) is part of the Global Banking and Markets Finance Group. Its primary functions relate to the ... Director, Head of New York Product Control **Requisition ID:** 206530 **Salary Range:** 174,700.00 -...committed to results, in an inclusive and high-performing culture. ** Global Banking and Markets** Global … more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... including banking , leasing, securities, credit cards, and consumer finance. The...client base to local markets and the organization's extensive global network. The Group's operating companies in the Americas… more
- Bank of America (New York, NY)
- …+ Negotiation + Process Management + Written Communications **Job Description Summary** The Global Control Room (GCR) has a business-critical role to mitigate ... flow of Material Non-Public Information between different areas within Global Banking , Global Markets &...regulatory Inquiries, lead/facilitate meetings with Research Legal and Investment Banking Legal. + Manage day to day Control… more
- SMBC (New York, NY)
- …-related objectives, including risk assessment (RCSA), issue management, root cause analysis, control testing and process and control assessments 12. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with...Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The… more
- MUFG (New York, NY)
- …closure. + 3-5 years' experience with RCSA frameworks including KRIs, risk to control mapping, and control testing . + Preferred: Professional certifications ... (MUFG), one of the world's 10 largest financial institutions according to S&P Global . Across the globe, we're 120,000 colleagues, striving to make a difference for… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the ... leading expert for a significant and/or complex governance and control function, primarily interfacing with executive and/or functional stakeholders. Provides… more
- Bank of America (New York, NY)
- …for internal Technology development of controls and participate in user acceptance testing of data control processes.Collaborate with other business areas ... Data Quality Workstream Lead: Global Markets Data Management New York, New York...execute and continuously improve the data quality framework and control processes across the Futures Commission Merchant (FCM) Risk… more
- ManpowerGroup (New York, NY)
- Our top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will play an ... integral role in the development of the Monitoring and Testing program, and will have coverage over the banks...oversight of assigned staff and their assignments. + Performs Control Design Effectiveness analysis and review of the applicable… more
- CIBC (New York, NY)
- …**What You'll Be Doing** As a member of the US Finance, Product Control team, you'll provide expert information, advice, and decision-making support to facilitate ... the success of CIBC's Capital Markets, Treasury, and Corporate Banking businesses. As an Associate, you'll interact with Finance and Capital Markets personnel, as… more
- American Express (New York, NY)
- …with professional advisors, experts and peers. + Help implement the next generation of control testing and monitoring - use automation, key risk indicators and ... Global Travel & Lifestyle Services, the Centurion Lounge network, our Global Dining and Resy businesses, US Consumer Banking , and best-in-class marketing… more
- Morgan Stanley (Purchase, NY)
- …as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license/audit/ control testing certification (is a plus) Morgan Stanley's goal ... Morgan Stanley is a leading global financial services firm providing a wide range...financial services firm providing a wide range of investment banking , securities, investment management and wealth management services. The… more
- MUFG (New York, NY)
- …(MUFG), one of the world's 10 largest financial institutions according to S&P Global . Across the globe, we're 120,000 colleagues, striving to make a difference for ... of our recruitment team will provide more details. The Global Head of AML Advisory is a senior manager...manage the AML risks as well as client or control risk issues. S/he monitors relevant policy, control… more
- Bank of America (New York, NY)
- Audit Manager - Global Markets Equities New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives ... risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business… more