- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing, and Regulatory Change Management is ... role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role is tasked with...role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing,… more
- Guardian Life (New York, NY)
- …guidance and modeling Guardian's values, the ** Head of Security Intelligence and Risk Assessment - Corporate Security** will lead major components of the ... Security function to include security monitoring , intelligence collection and analysis, security risk ...interests or employee safety. + Construct and oversee facility risk assessment process and mitigation of risks… more
- CIBC (New York, NY)
- …the Chief Risk Officer and Board of Directors in articulating and monitoring Risk Appetite through Risk Appetite Statements, ongoing breach escalations, ... Appetite, Identification of Material and Emerging risks, Recovery and Resolution Planning, and Risk Culture. JOB PURPOSE The Executive Director, Head of Risk… more
- HSBC (New York, NY)
- …Riskteam challenges and drives discussions with Risk and Control Owners for risk assessment and risk mitigation strategies, including inherent risk ... communities and the planet we all share. The US Head of Finance Non-Financial Risk (NFR) leads...with the external auditors and the interim and year-end assessment meetings ("SOX four-way meetings") + Manage relationships with… more
- Amalgamated Bank (New York, NY)
- …and customers. Essential Job Functions: + Using a compliance risk assessment ; develop and implement a comprehensive compliance monitoring and testing program ... The Head of Compliance Monitoring & Testing...Lead a team of compliance professionals responsible for conducting risk -based reviews and testing of key controls and processes… more
- Mizuho Corporate Bank (New York, NY)
- …developments, issues and key compliance risks Summary ACD seeks a Vice President, Compliance Risk Assessment within the Compliance Risk Management team to ... support the Mizuho US Operations Compliance Risk Assessment Program. This role is ideal... management skills. This role reports directly to the Head of MUSO Compliance Risk Assessments. Principal… more
- Citigroup (New York, NY)
- …team of Compliance Officers who provide compliance advisory services, design key risk indicators and compliance monitoring programs, identify reporting metrics ... overseeing implementation of related remediation. + Conduct and supervise regulatory risk assessments and monitoring /testing thought leadership, creating action… more
- Citigroup (New York, NY)
- …risk management policy for these businesses including the Manager Control Assessment (MCA), Annual Risk Assessments, establishing controls, coordination with ... utility functions to deliver issue management, quality control monitoring and 3rd party risk management activities for the businesses. + Lead Quality Control… more
- Citigroup (New York, NY)
- …In-Business QA (IBQA) function in the establishment of WCR IBQA policies, procedures, risk assessment and controls to drive effective QA coverage and standards ... provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the… more
- Mizuho Corporate Bank (New York, NY)
- …and execution. Specifically, this role will include overseeing the end-to-end AI risk assessment process, ensuring the organization's comprehensive management of ... Responsibilities: AI Center of Excellence Leadership: + Support the Head of AI & Robotics in setting the strategic... Risk and lead other resources (Project Manager, Risk Assessment PM) Risk Management:… more
- SMBC (New York, NY)
- …industry practices that meet both business and regulatory requirements for the appropriate risk structure. 2. Ensure an objective, critical assessment of risks ... development of frameworks, policies, processes, and procedures designed to ensure risk identification, aggregation, mitigation, and monitoring capabilities in… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Market Risk Analytics Specialist reports to the Head of the Market Risk ... bring them to the best industry practice + Design the ongoing performance monitoring procedures to effectively monitor the market risk models' limitations,… more
- Citigroup (New York, NY)
- The Risk organization's Head of Project Management Group...operational risk , credit risk , market risk , risk identification and assessment , ... is looking for a strong ** Risk Program Management Leader** for the Wealth ...structured approach (methodology) to the successful management, tracking, planning, monitoring and reporting of concurrent, multiple financial services projects… more
- Citigroup (New York, NY)
- …limit approvals for existing and new clients on the platform, including proxy portfolio risk assessment . + Work with partners in Market Risk , Credit ... product suite. This role will report to the Global Head , and will support the Futures & Derivatives Clearing...will be a risk manager in In-Business Risk (IBR) within Equities, responsible for measuring, monitoring… more
- Citigroup (New York, NY)
- …liaise with regulators on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to executive ... with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth...line of defense function provides oversight through appropriate controls, monitoring and escalation framework. This person is responsible for… more
- SMBC (New York, NY)
- …aspects of the control environment including issues management, audits/reviews, Annual Risk Assessment , testing of controls and customer remediation. Ensures ... of the Bank. Position reports directly to the Group Head of LMG and has dotted line reporting to...expected to contribute to leading the internal execution and risk management process supported by Lending Management Group members.… more
- Santander US (New York, NY)
- …in develop monitoring reports, dashboards, and predictive models to enhance risk assessment capabilities. Responsibilities: + Design and produce regular and ... States of America Corporate and Investment Banking (CIB) Credit Risk Portfolio Management, within the Credit Risk ...in Santander group in the USA, responsible for the monitoring of the CIB's credit portfolio. The area performs… more
- TIAA (New York, NY)
- …Risk Assessments preferred. + Prior experience designing and managing AML & OFAC Risk Assessment process + In-depth knowledge of AML and OFAC related ... Critical Thinking, Detail-Oriented, Due Diligence, Influence, Innovation, Relationship Management, Risk Monitoring , Strategic Thinking **Anticipated Posting End… more
- WSP USA (New York, NY)
- …and provide coaching to staff executing all aspects of information security and risk assessment and support. Develop positive working relationships with other ... audit within IT environments Experience of risk management, including risk analysis, mitigation and monitoring Knowledge of information security regulations… more
- TD Bank (New York, NY)
- …role identifies and implements risk mitigation strategies for findings from risk assessment , audit findings, regulatory exams, potential violations of law, ... Anti-Bribery/Corruption (ABAC) Program role will report into the AVP, Head of OFAC and ABAC and will develop and...and execution of the ABAC program including governance, controls, risk assessment , training, and testing. There is… more