- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Director - Institutional Securities Technology* ... We're seeking someone to join our team as a Director to provide audit coverage for application...audit coverage for application and system infrastructure supporting Institutional Securities Technology Audit . In the … more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Other* **Title:** * Internal Audit Director - Institutional Securities Group (Fixed ... We are seeking a Director to join our Institutional Securities Fixed Income Internal Audit team. The candidate will execute and lead assurance activities… more
- Scotiabank (New York, NY)
- …The incumbent will be required to work as part of the team and assist the Director , US Corporate Functions Audit to provide audit services to risk management ... applying risk-based auditing standards, practices, techniques, processes and methodologies to the audit of internal controls. **What You'll Do:** + Champions a… more
- City of New York (New York, NY)
- …Units: IT, Financial Management Services, Contracts, Quality Assurance & Internal Audit , and Administrative Services. The Executive Director of APS Support ... financial management, home care, legal services and as last resort, institutional placements are provided. Under the administrative direction of the Deputy… more
- BlackRock (New York, NY)
- …on a regular basis with Legal & Compliance, Information Security, Technology, Business, and Internal Audit groups as well as with senior leadership teams, and ... of global investment management, risk management and advisory services to institutional , intermediary and individual investors around the world. BlackRock offers a… more
- Citigroup (New York, NY)
- …be responsible for developing new and maintaining existing relationships with institutional accounts. This person will be expected to foster strong relationships ... positioning as well as to close transactions with various internal stakeholders . Improved footprint with the client base...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Morgan Stanley (New York, NY)
- …matters; * Represent US Investigations team in presentations to business partners, Internal audit and regulators, as needed; * Analyze quality reporting ... team for you. *Your Key Responsibilities:* As an experienced US Investigations Executive Director in GFC, you will: * Have oversight responsibility and supervise US… more
- TD Bank (New York, NY)
- …team members, and foster a collaborative team environment. + Participate in regulatory and internal audit exams of the Global Markets Credit function. + Keep ... strong risk culture by identifying, assessing, and mitigating counterparty credit risks. The Managing Director - Global Market Credit is a senior member of a team of… more
- SMBC (New York, NY)
- …offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local ... and to maximize returns on investments and business opportunities. * Reporting to the Director of Cyber Resilience Governance, the Director supports the 1st LOD… more
- TIAA (New York, NY)
- …lines located in the United States. Business lines consists of Institutional Retirement, Wealth, Broker-Dealer, TC Funds, Life Insurance, Nuveen affiliates, and ... to TIAA's methodology. In addition to serving as a liaison with Audit and compliance testing functions during AML/Sanctions reviews, this individual will partner… more
- SMBC (New York, NY)
- …and discuss related or new regulatory requirements. + Interfaces with regulators and Internal Audit during compliance related examinations / audits related to ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- Citigroup (New York, NY)
- …+ Advise team in strategic positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Responsible ... with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure +… more
- Citigroup (New York, NY)
- …of Equities Execution Algorithms and related Trading Products offered to Citi's institutional clients and internal trading desks. The team collaborates with ... team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance and compliance with industry regulations.… more
- Citigroup (New York, NY)
- …with control functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and control infrastructure + ... + Effective interpersonal skills to develop and maintain relationships with internal and external stakeholders + Ability to analyze and pitch situations… more
- SMBC (New York, NY)
- …and other significant matters to their manager. + Interfaces with regulators and Internal Audit during compliance related examinations / audits related to ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …performing an array of managerial and administrative tasks, including tracking deliverables to internal audit and Monitoring & Testing + Build and develop ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …to keep stakeholders updated on trends and expected changes. + Support engagement with Internal Audit and advise on related action plans. + Draft and review ... offers a range of commercial and investment banking services to its corporate, institutional , and municipal clients. It connects a diverse client base to local… more
- Morgan Stanley (New York, NY)
- …to assess risk mitigation * Support US Banks Shared Services functions with both internal ( Internal Audit ) and external (Regulatory) exams impacting those ... significant market positions in each of its business segments- Institutional Securities, Wealth Management, and Investment Management. Morgan Stanley, through… more
- Research Foundation CUNY (New York, NY)
- …all sponsored research activities comply with the federal, state and institutional research policies and mandates. General Description of Duties and ... primary responsibility of the Pre-Award Manager is to assist the GSP Leadership ( Director and Assistant Director ) with the daily operations of the GSP… more
- New York Genome Center (New York, NY)
- …to streamline effort, spending and other financial planning. Reporting to the Director of Research Administration, this role is responsible for proposal submissions, ... fiscal reports, project closeout and monitoring expenses in accordance with Institutional and sponsor compliance requirements. Key Responsibilities include (but not… more