• Investigations and Compliance

    City of New York (New York, NY)
    …the direction of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency ... non-discrimination training curricula, conducts very time-sensitive high level discrimination complaint investigations when the EEO Officer or agency head is… more
    City of New York (11/20/24)
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  • Chief Compliance & Privacy Officer

    Project Renewal, Inc. (New York, NY)
    …United States of America Req #1327 Monday, December 23, 2024 Title: Chief Compliance Officer Location:New York City Metro Area Salary:$160,000 -$175,000 Position ... Article 28 clinics, and other human service programs. The Compliance Officer will work collaboratively with clinical... program and are aware of reporting channels for compliance concerns 5. Investigations and Reporting Manage… more
    Project Renewal, Inc. (12/23/24)
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  • Director, Title IX Investigations (HEO)…

    CUNY (New York, NY)
    Director, Title IX Investigations (HEO) - Office for Diversity and Compliance -REVISED- **POSITION DETAILS** The Office for Diversity and Compliance provides ... and ensuring equitable recruiting processes. Reporting to the Dean of Diversity and Compliance , the Director of Title IX Investigations plays a critical role… more
    CUNY (12/05/24)
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  • Chief Compliance Officer , Associate…

    City of New York (New York, NY)
    …and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance & ... of ethics and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer 's responsibilities will… more
    City of New York (11/26/24)
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  • Compliance Officer

    Westchester Jewish Community Services (White Plains, NY)
    Overview: WJCS is seeking a dedicated and experienced Compliance Officer to join our team. This role oversees the implementation and management of the ... Officer and the Board of Directors, the Compliance Officer plays a key role in...liaison to and is a member of the BOD Compliance Committee. + Coordinating internal investigations of… more
    Westchester Jewish Community Services (12/05/24)
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  • Compliance Officer , Data…

    S&P Global (New York, NY)
    …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... & Technology employees' adherence to S&P Global Ratings' Policies. + Undertake Compliance investigations and reviews as required. + Assist in the development of … more
    S&P Global (12/10/24)
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  • Senior Compliance Officer - Public…

    SMBC (New York, NY)
    …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
    SMBC (11/27/24)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
    SMBC (10/05/24)
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  • Research, Marketing, and Content Compliance

    Citigroup (New York, NY)
    Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
    Citigroup (12/19/24)
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  • Executive Compliance Officer - Marex…

    Marex (New York, NY)
    …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... activities. This role also involves overseeing trading activities and ensuring compliance with various regulatory reporting requirements. The position will primarily… more
    Marex (12/14/24)
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  • Senior Manager, Markets Compliance

    Scotiabank (New York, NY)
    Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... requests. In coordination with Legal, analyze and respond to regulatory enforcement investigations . + Conduct assigned monitoring and compliance processes in… more
    Scotiabank (11/28/24)
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  • Broker/Dealer Compliance Officer

    Siebert Williams Shank (New York, NY)
    …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... firm's overall compliance program including developing policies and procedures, communicating all...of OFAC searches * Assist with managing regulatory exams, investigations and inquiries conducted by FINRA, SEC and state… more
    Siebert Williams Shank (10/04/24)
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  • Client Service Officer - LATAM- Hybrid

    Citigroup (New York, NY)
    **Job Summary** A Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure that effective client service is ... relationships they build to recognize business growth opportunities. The Service Officer strives to continuously improve all of its end-to-end processes, procedures… more
    Citigroup (12/08/24)
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  • Chief of Medical Education Officer /DIO

    WMCHealth (Valhalla, NY)
    Chief of Medical Education Officer /DIO Company: WMC Advanced Physician Services PC City/State: Valhalla, NY Category: Executive/Management Department: Medical ... Center and Mid-Hudson Regional Hospital. Job Summary: Reporting to the Chief Medical Officer , and in working in collaboration with the Chief Operating Officer ,… more
    WMCHealth (12/13/24)
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  • Investigative Officer 1/Trainee (Public…

    New York State Civil Service (White Plains, NY)
    NY HELP Yes Agency Labor, Department of Title Investigative Officer 1/Trainee (Public Work Wage)- White Plains (NY HELPS) Occupational Category Enforcement or ... NY Zip Code 10605 Duties Description As an Investigative Officer 1 (Public Work Wage) under supervision of an...setting the prevailing rates;* Inspect payroll records to determine compliance with the law;* Investigate to determine the proper… more
    New York State Civil Service (12/25/24)
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  • Compliance Officer S&P Global DJI

    S&P Global (New York, NY)
    …to key policies and facilitate compliance training programs. + Contribute to compliance investigations and reviews. + Define and execute compliance ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
    S&P Global (11/30/24)
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  • EEO Officer

    City of New York (New York, NY)
    Job Description TASK FORCE: Executive JOB TITLE: One (1) EEO Officer CONTROL CODE: EXE-25-01 SUMMARY: The Mayor's Office of Management and Budget (OMB) is the City ... of Equal Employment Opportunity (EEO) is responsible for ensuring compliance with federal, state, and city employment laws, which...of New York's Equal Employment Opportunity Policy. The EEO Officer will report directly to the agency head. The… more
    City of New York (10/24/24)
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  • Deputy Chief Dei & EEO Officer

    City of New York (New York, NY)
    …City Campaign Finance Board is seeking a Deputy Chief EEO and DEI Officer to collaborate with the Chief to provide leadership, accountability, and innovative ideas ... implicit bias, cross-cultural communications, and engagement. The Deputy Chief EEO/DEI Officer will supervise EEO/DEI staff and support the agency's accessibility… more
    City of New York (11/20/24)
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  • Chief Diversity Officer & Title IX…

    CUNY (New York, NY)
    …action and Diversity, Equity, and Inclusion (DEI). The CDO oversees and conducts all investigations in compliance with the requirements of Title IX and EEO. The ... Chief Diversity Officer & Title IX Coordinator **POSITION DETAILS** The...staff, and students to provide counsel and leadership on compliance matters involving Equal Employment Opportunity (EEO), sexual harassment,… more
    CUNY (11/12/24)
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  • Chief Diversity and EEO Officer

    City of New York (New York, NY)
    Job Description The Chief Diversity and EEO Officer will report directly to the Corporation Counsel. The hired attorney will be responsible for leading the NYC Law ... and foster a diverse and inclusive workforce. The EEO Officer will address all EEO related claims and issues,...performed by staff. - Perform internal and external EEO investigations and inquiries as needed. - Conduct external EEO… more
    City of New York (12/25/24)
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