- ConnectOne Bank (Englewood Cliffs, NJ)
- …of a Fraud Operations Program designed to ensure that the Bank achieves optimum compliance with all consumer protection laws. The position also assists the security ... officer with fraud monitoring alert systems.In this role you...and review the Verafin and fraud monitoring alert system.Conduct investigations into internal and external criminal activity directed against… more
- City of New York (New York, NY)
- …the direction of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency ... non-discrimination training curricula, conducts very time-sensitive high level discrimination complaint investigations when the EEO Officer or agency head is… more
- Bloomberg (New York, NY)
- Compliance Investigations and Ethics Officer - Legal & Compliance **New York, NY** Posted May 24, 2024 - Requisition No. 125604 The energy of a newsroom, ... be responsible for supporting the overall management and enforcement of our Compliance Investigations and Code of Conduct. We are looking for an effective… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Role: Compliance Officer ** The Compliance Officer role is based in Englewood or New York ... education program, in reporting to regional senior management on compliance developments, and in conducting investigations , logging... Officers both in North America and globally, the Compliance Officer will be the primary liaison… more
- GE Aerospace (Norwalk, CT)
- …ombuds and open reporting program and will report to the Chief Compliance Officer . **Job Description** **Essential Responsibilities** + Develop vision & ... **Job Description Summary** Global Compliance , Investigations & Ombudsman Leader will set the strategy and lead the GE Aerospace… more
- Bloomberg (New York, NY)
- SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance **New York, NY** Posted Apr 25, 2024 - Requisition No. 124842 The ... We are looking for a Swap Execution Facility (SEF) Compliance Officer to join our SEF ...provider + Respond to regulatory inquiries + Assist with investigations and disciplinary actions + Provide advisory compliance… more
- City of New York (New York, NY)
- …results driven safety or risk management professional to serve as Fleet Safety and Compliance Officer . Reporting to the Director of Fleet Services, the Fleet ... Safety and Compliance Officer will lead a small team...action to improve driver safety. o Assist with accident investigations as needed. o Contribute to the development of… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Surveillance Compliance officer to join their team in New York. The ... and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. Marex has unique access across markets with… more
- State of Connecticut, Department of Administrative Services (Bridgeport, CT)
- Police Officer (Multi-Facility) Office/On-site Recruitment # 240604-9035PS-001 Location Bridgeport, CT Hartford, CT Middletown, CT New Haven, CT Date Opened 6/7/2024 ... (https://portal.ct.gov/dmhas) ) is currently accepting applications for multiple Police Officer (https://www.jobapscloud.com/CT/specs/classspecdisplay.asp?ClassNumber=9035PS&R1=&R3=) positions. We are seeking dedicated and compassionate… more
- Citigroup (New York, NY)
- The Legal Support Sr. Lead Officer is a senior level, non-attorney role, responsible for the management, intake, and preparation of anti-money laundering (AML) and ... and external stakeholders to develop additional information in support of case investigations . + Document all research, analysis, and communications conducted in the… more
- City of New York (New York, NY)
- … efforts. Coordinate with legal and regulatory affairs teams to respond to compliance inquiries, audits, and investigations , and ensure timely and accurate ... perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security… more
- S&P Global (New York, NY)
- …to key policies and facilitate compliance training programs. + Contribute to compliance investigations and reviews. + Define and execute compliance ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- MTA (New York, NY)
- Hearing Officer Job ID: 7789 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Date Posted: Jun 27, 2024 ... Description JOB TITLE: Hearing Officer SALARY RANGE: $85,000 - $100,000 HAY POINTS: 479...various Transit location, including depots and remote locations. Conducts investigations of complaints, including employee interviews and fact gathering… more
- City of New York (New York, NY)
- …Investigations Division (SID), Office of Accountability Strategies (OAS), Compliance and Contract Monitoring (CCM), Investigation, Revenue and Enforcement ... and the Accountability Initiative and Change Monitoring (AICM). The DHS Engineering Audit Officer (EAO) reports directly to the Deputy Commissioner of OAS & OQA. The… more
- SUNY Westchester Community College (Valhalla, NY)
- …Positions Posted On: Mon May 20 2024 Job Description: The Deputy Chief Diversity Officer / Deputy Title IX Coordinator will work closely with and report to the ... Associate Dean-CC (Community Services & Corporate Education)/Chief Diversity and Inclusion Officer (CDO) to implement best practices related to diversity, equity,… more
- City of New York (New York, NY)
- …Services and is responsible for conducting complex and confidential investigations into employment discrimination allegations, as well as ensuring reasonable ... by, or seeking employment with, ACS As the EEO Officer , you will: - Manage EEO Operations: Handle all...investigative cases in a timely manner. - Collaborate for Compliance : Work closely with the Human Resources Office and… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position supporting Corporate Banking Private Capital and Global Asset Management ... with Senior to Executive Leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, RCA Managers and other Senior RCA Managers to,… more
